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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1101 REAVES UTIL INCOME FD 54,942 1,647 0.03%
1102 PIMCO DYNAMIC INCOME FD 63,308 1,649 0.03%
1103 US BANCORP DEL 40,672 1,651 0.03%
1104 WABTEC CORP 20,863 1,654 0.03%
1105 AUTOZONE INC 2,081 1,658 0.03%
1106 ENI S P A 55,400 1,674 0.03%
1107 MONOLITHIC PWR SYS INC 26,300 1,674 0.03%
1108 PRINCIPAL FIN GROUP 42,699 1,684 0.03%
1109 INGREDION INC 15,776 1,685 0.03%
1110 HEXCEL CORP NEW COM 38,739 1,693 0.03%
1111 MANAGED DURATION INVT GRD FU 121,521 1,694 0.03%
1112 ALLIANCE RES PARTNER L P 146,273 1,704 0.03%
1113 FIRST FINL CORP IND COM 50,007 1,711 0.03%
1114 TELEDYNE TECHNOLOGIES INC 19,496 1,718 0.03%
1115 GENTEX CORP 109,639 1,720 0.03%
1116 IRON MTN INC NEW 51,055 1,731 0.03%
1117 BHP BILLITON PLC 76,600 1,741 0.03%
1118 OTONOMY INC 116,699 1,741 0.03%
1119 MKS INSTRUMENT INC 46,291 1,743 0.03%
1120 FEDERATED HERMES PREM MUNI I 113,082 1,744 0.03%
1121 LEGG MASON BW GLB INC OPP FD 142,341 1,758 0.03%
1122 SPARK ENERGY INC 97,843 1,761 0.03%
1123 AVISTA CORP 43,366 1,768 0.03%
1124 NUVEEN QUALITY MUNCP INCOME 119,696 1,768 0.03%
1125 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 112,803 1,770 0.03%
1126 AGL Resources Inc 27,232 1,774 0.03%
1127 GREAT PLAINS ENERGY INC 55,328 1,784 0.03%
1128 Rose Rock Midstream LP 150,808 1,790 0.03%
1129 PHILLIPS 66 20,676 1,790 0.03%
1130 TEMPLETON EMERGING COM 174,571 1,795 0.03%
1131 NUVEEN DIV ADVANTAGE MUN FD 121,058 1,798 0.03%
1132 DREYFUS STRATEGIC MUN BD FD 211,583 1,801 0.03%
1133 DREYFUS STRATEGIC MUNS INCORPORATED 202,042 1,812 0.03%
1134 CHINA MOBILE LIMITED 32,743 1,816 0.03%
1135 TRANSALTA CORP 391,330 1,820 0.03%
1136 BLACKROCK ENERGY & RES TR COM 139,975 1,820 0.03%
1137 INTUIT 17,542 1,825 0.03%
1138 BEMIS INC 35,267 1,826 0.03%
1139 BLACKROCK CALIF MUN INCOME T 112,671 1,830 0.03%
1140 PIONEER MUN HIGH INCOME TR 131,148 1,833 0.03%
1141 LINEAR TECHNOLOGY CORP 41,312 1,841 0.03%
1142 THOR INDS INC 28,887 1,842 0.03%
1143 MFS CALIF MUN FD 150,215 1,843 0.03%
1144 VENTAS INC 29,418 1,852 0.03%
1145 LINCOLN ELEC HLDGS INC 31,660 1,854 0.03%
1146 MFS HIGH YIELD MUN TR 385,546 1,858 0.03%
1147 INVESCO MUNI INCOME OPP TRST 242,123 1,860 0.03%
1148 GENESIS ENERGY L P 58,623 1,864 0.03%
1149 VERISIGN 21,249 1,881 0.03%
1150 PINNACLE FOODS INC DEL 42,130 1,882 0.03%
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