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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1651 ROCKWELL AUTOMATION INC 98,006 11,148 0.19%
1652 VOYA GLBL ADV & PREM OPP FD 1,105,083 11,272 0.19%
1653 JPMORGAN CHASE & CO 190,468 11,280 0.19%
1654 WALGREENS BOOTS ALLIANCE INC 134,044 11,292 0.19%
1655 SIMON PPTY GROUP INC NEW 54,583 11,336 0.19%
1656 BLACKROCK CAP INVT CORP 1,211,198 11,397 0.19%
1657 APOLLO INVT CORP 2,057,625 11,420 0.19%
1658 EATON VANCE TAX-MANAGED GLOBAL COM 1,306,784 11,474 0.19%
1659 EQUITY LIFESTYLE PPTYS INC 157,841 11,480 0.19%
1660 YUM BRANDS INC 141,089 11,548 0.19%
1661 ALIBABA GROUP HLDG LTD 149,001 11,776 0.20%
1662 NIKE INC 191,749 11,787 0.20%
1663 LILLY ELI & CO 164,443 11,842 0.20%
1664 COHEN & STEERS INFRASTRUCTUR 598,457 11,855 0.20%
1665 MACQUARIE INFRASTRUCTURE COR 176,269 11,888 0.20%
1666 PAYCHEX INC 221,631 11,970 0.20%
1667 MOHAWK INDS INC 62,721 11,973 0.20%
1668 PENNANTPARK INVT CORP COM 1,987,008 12,041 0.20%
1669 KAYNE ANDERSON ENRGY TTL RT FD 1,480,221 12,049 0.20%
1670 FIRST TR ENHANCED EQTY INC F 960,873 12,242 0.20%
1671 NUVEEN NASDAQ 100 DYNAMIC OV 663,572 12,256 0.20%
1672 JOHN HANCOCK HDG EQ & INC FD 842,158 12,371 0.21%
1673 V F CORP 192,264 12,451 0.21%
1674 DIGITAL RLTY TR INC 142,066 12,571 0.21%
1675 SPECTRA ENERGY CORP 414,661 12,689 0.21%
1676 OWENS & MINOR INC NEW 314,359 12,706 0.21%
1677 PROSPECT CAPITAL CORPORATION 1,748,366 12,711 0.21%
1678 UNITED TECHNOLOGIES CORP 127,446 12,757 0.21%
1679 JOY GLOBAL INC 798,629 12,834 0.21%
1680 ARMOUR RESIDENTIAL REIT INC 602,589 12,974 0.22%
1681 NEW MOUNTAIN FINANCE CORP COM 1,045,840 13,219 0.22%
1682 FIRST TR ENERGY INFRASTRCTR 861,062 13,278 0.22%
1683 ILLINOIS TOOL WKS INC 129,734 13,290 0.22%
1684 COLGATE PALMOLIVE CO 189,648 13,399 0.22%
1685 APOLLO TACTICAL INCOME FD INCORPORATED 985,322 13,410 0.22%
1686 INNOVIVA INC COM 1,067,380 13,438 0.22%
1687 ALLEGHENY TECHNOLOGIES INC 826,211 13,467 0.22%
1688 COSTCO WHSL CORP NEW 85,990 13,550 0.23%
1689 BLACKROCK INC 39,955 13,607 0.23%
1690 OLIN CORP 785,587 13,646 0.23%
1691 BLACKROCK DEBT STRAT FD INC COM NEW 4,027,895 13,977 0.23%
1692 Lifepoint Hospitals Inc 418,715 13,998 0.23%
1693 MATIV HOLDINGS INC COM 445,626 14,028 0.23%
1694 KIMBERLY CLARK CORP 104,349 14,036 0.23%
1695 GUGGENHEIM ENHANCED EQUITY I 1,934,689 14,104 0.23%
1696 MCKESSON CORP 93,010 14,626 0.24%
1697 PEPSICO INC 143,314 14,687 0.24%
1698 COCA COLA CO 316,740 14,694 0.24%
1699 PENNYMAC MTG INVT TR 1,078,656 14,713 0.24%
1700 INTL PAPER CO 359,827 14,767 0.25%
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