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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 SUN LIFE FINL INC 1,682 55,000 0.00%
202 ISHARES COHEN & STEERS REIT ETF 521 56,000 0.00%
203 HIBBETT INC COM 1,607 56,000 0.00%
204 SALLY BEAUTY HLDGS INC 1,889 56,000 0.00%
205 CHILDRENS PL INC 693 56,000 0.00%
206 CITRIX SYS INC 700 56,000 0.00%
207 HNI Corp 1,200 56,000 0.00%
208 CEB Inc 900 56,000 0.00%
209 SYMANTEC CORP 2,706 56,000 0.00%
210 WENDYS CO 5,800 56,000 0.00%
211 LivaNova PLC 1,118 56,000 0.00%
212 SILGAN HOLDINGS INC 1,100 57,000 0.00%
213 CONCORD MED SVCS HLDGS LTD 14,700 57,000 0.00%
214 TCF FINL CORP 4,500 57,000 0.00%
215 STIFEL FINANCIAL CP 1,800 57,000 0.00%
216 VERISK ANALYTICS INC 700 57,000 0.00%
217 WPX ENERGY INC 6,200 58,000 0.00%
218 LSB INDS INC COM 4,798 58,000 0.00%
219 WEBMD HEALTH CORP 1,000 58,000 0.00%
220 WASHINGTON FED INC 2,381 58,000 0.00%
221 DSW INC CL A 2,773 59,000 0.00%
222 TEREX CORP NEW 2,900 59,000 0.00%
223 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 800 59,000 0.00%
224 Lancaster Colony Corp 465 59,000 0.00%
225 ACI WORLDWIDE INC 3,100 60,000 0.00%
226 FRANKLIN RESOURCES INC 1,800 60,000 0.00%
227 FAIRCHILD SEMICONDUCTOR INTLCOM 3,000 60,000 0.00%
228 NAVIOS MARITIME ACQUIS CORP SHS 37,953 60,000 0.00%
229 LINDSAY CORP 893 61,000 0.00%
230 FULTON FINL CORP PA 4,500 61,000 0.00%
231 AVIS BUDGET GROUP 1,930 62,000 0.00%
232 NUANCE COMM 4,035 63,000 0.00%
233 CREE INC 2,600 64,000 0.00%
234 ALLSCRIPTS HEALTHCARE SOLUTN 5,000 64,000 0.00%
235 EQUIFAX INC 500 64,000 0.00%
236 CONVERGYS CORPORATION 2,541 64,000 0.00%
237 CABELAS INC 1,300 65,000 0.00%
238 MACK-CALI REALTY CORP COM 2,400 65,000 0.00%
239 TECH DATA CORP 900 65,000 0.00%
240 BIG LOTS INC 1,300 65,000 0.00%
241 FIBRIA CELULOSE S A SP ADR REP COM 9,701 66,000 0.00%
242 REGAL BELOIT CORP 1,200 66,000 0.00%
243 TD AMERITRADE HLDG CORP 2,310 66,000 0.00%
244 NORTHERN TRUST 1,000 66,000 0.00%
245 LOUISIANA PAC CORP 3,800 66,000 0.00%
246 UNITED CONTL HLDGS INC 1,600 66,000 0.00%
247 ASSOCIATED BANC CORP 3,881 67,000 0.00%
248 LEVEL 3 COMM 1,300 67,000 0.00%
249 Infrareit Inc Com 3,879 68,000 0.00%
250 WILEY JOHN SONS INC 1,300 68,000 0.00%
Page 5 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.