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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES INC 779,308 27,977 0.29%
52 GILEAD SCIENCES INC 352,922 27,923 0.29%
53 ISHARES SILVER TR 1,497,556 27,256 0.29%
54 WISDOMTREE TR 503,688 27,068 0.28%
55 Alcoa 2,631,697 26,685 0.28%
56 ISHARES 8,391,500 26,410 0.28% Call
57 TRAVELERS COMPANIES INC 229,216 26,257 0.28%
58 PULTE GROUP INC 1,303,669 26,126 0.27%
59 ISHARES 1,010,372 25,956 0.27%
60 ISHARES TR 657,143 25,878 0.27%
61 FLOWSERVE CORP 534,459 25,782 0.27%
62 FORD MTR CO DEL 2,110,340 25,472 0.27%
63 INTERNATIONAL BUSINESS MACHS 155,059 24,631 0.26%
64 ALLERGAN PLC 29,459 24,200 0.25%
65 ISHARES 7,738,100 24,184 0.25% Put
66 DU PONT E I DE NEMOURS & CO 360,995 24,176 0.25%
67 ISHARES 1,095,892 24,121 0.25%
68 PIEDMONT NAT GAS INC 398,336 23,916 0.25%
69 Fiat Chrysler Automobiles N V Man Cov Sec 16 372,200 23,843 0.25%
70 CVS HEALTH CORP 267,341 23,791 0.25%
71 ISHARES TR 3,323,700 23,673 0.25% Call
72 MOLSON COORS BREWING CO 212,920 23,379 0.25%
73 ALIBABA GROUP HLDG LTD 1,307,900 23,354 0.24% Call
74 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
75 LUMEN TECHNOLOGIES INC 844,397 23,162 0.24%
76 DEPHEID 434,592 22,899 0.24%
77 SPDR SER TR 342,269 22,689 0.24%
78 BOEING CO 171,215 22,556 0.24%
79 WELLS FARGO CO NEW 508,825 22,531 0.24%
80 LIBERTY INTERACTIVE CORP 1,119,477 22,401 0.23%
81 SPDR S&P 500 ETF TR 19,265,500 22,335 0.23% Put
82 ISHARES TR 594,401 22,260 0.23%
83 VIRGIN AMERICA ORD 414,672 22,189 0.23%
84 ISHARES TR 259,852 22,098 0.23%
85 AQUA AMERICA INC 724,481 22,082 0.23%
86 YAHOO INC 508,477 21,915 0.23%
87 SELECT SECTOR SPDR TR 458,143 21,890 0.23%
88 ProShares Ultra VIX S T Futures 1,309,490 21,803 0.23%
89 BARRICK GOLD CORP 1,229,088 21,779 0.23%
90 WHITEWAVE FOODS CO 394,872 21,493 0.23%
91 INCONTACT INC 1,527,372 21,353 0.22%
92 ALPHABET INC 26,513 21,318 0.22%
93 WESCO INTL INC 342,893 21,084 0.22%
94 Ishares - Japan 1,680,677 21,076 0.22%
95 CISCO SYS INC 662,697 21,021 0.22%
96 APPLE INC 184,093 20,812 0.22%
97 REYNOLDS AMERICAN INC 1,650,000 20,505 0.22% Put
98 ISHARES 406,205 19,693 0.21%
99 ISHARES TR 512,716 19,488 0.20%
100 ISHARES TR 133,814 19,435 0.20%
Page 2 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES TR 271,853 40,479 0.42%
30 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC 8,921,900 28,160 0.30% Call
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