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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
101 COCA COLA CO 458,854 19,419 0.20%
102 CEMEX SAB DE CV 2,403,999 19,088 0.20%
103 SOUTHERN CO 369,799 18,971 0.20%
104 ISHARES TR 195,933 18,796 0.20%
105 SELECT SECTOR SPDR TR 566,533 18,565 0.19%
106 UNITED TECHNOLOGIES CORP 180,699 18,359 0.19%
107 HEWLETT PACKARD ENTERPRISE C 803,666 18,283 0.19%
108 UNITEDHEALTH GROUP INC 126,821 17,755 0.19%
109 ISHARES TR 363,386 17,624 0.18%
110 KIMBERLY CLARK CORP 139,530 17,600 0.18%
111 Ruby Tuesday Inc 538,229 17,320 0.18%
112 SPDR GOLD TRUST 8,428,000 17,269 0.18% Call
113 EVERBANK FINL CORP 868,970 16,823 0.18%
114 VANGUARD BD INDEX FDS 203,047 16,412 0.17%
115 G AND K SERVICES 170,503 16,281 0.17%
116 ISHARES 383,485 16,214 0.17%
117 ISHARES TR 200,108 16,137 0.17%
118 SPDR INDEX SHS FDS 491,450 16,100 0.17%
119 CATERPILLAR INC 180,898 16,058 0.17%
120 ISHARES 593,711 15,923 0.17%
121 AUTODESK INC 218,891 15,832 0.17%
122 PHILIP MORRIS INTL INC 162,407 15,789 0.17%
123 ISHARES TR RUSSELL 2000 ETF US 09/15/17 P140 8,207,000 15,336 0.16% Put
124 ALLSTATE CORP 221,134 15,298 0.16%
125 ISHARES TR 120,485 15,246 0.16%
126 VANGUARD INDEX FDS 75,932 15,087 0.16%
127 CONOCOPHILLIPS 344,908 14,993 0.16%
128 HCP INC 388,625 14,748 0.15%
129 SPDR SERIES TRUST 549,289 14,567 0.15%
130 ICICI BANK LIMITED 1,923,396 14,368 0.15%
131 SUNOCO LOGISTICS PRTNRS L P 503,844 14,314 0.15%
132 ALTRIA GROUP INC 223,866 14,155 0.15%
133 WALGREENS BOOTS ALLIANCE INC 173,933 14,022 0.15%
134 JOHNSON & JOHNSON 117,647 13,898 0.15%
135 ROYAL DUTCH SHELL PLC 277,149 13,877 0.15%
136 NIKE INC 263,450 13,871 0.15%
137 UNDER ARMOUR INC 408,031 13,816 0.14%
138 7.75 BKH 20181101 200,000 13,792 0.14%
139 WHIRLPOOL CORP 84,864 13,762 0.14%
140 CRANE CO 217,705 13,718 0.14%
141 HOME DEPOT INC 106,337 13,683 0.14%
142 ISHARES TR 330,367 13,535 0.14%
143 BANK AMER CORP 864,633 13,532 0.14%
144 ISHARES TR 10,427,500 13,320 0.14% Call
145 ALPHABET INC 17,045 13,249 0.14%
146 NETEASE INC 54,344 13,085 0.14%
147 INTERSIL CORP 591,893 12,980 0.14%
148 PPL CORP 371,589 12,846 0.13%
149 VALERO ENERGY CORP NEW 239,342 12,685 0.13%
150 ISHARES TR 449,991 12,397 0.13%
Page 3 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
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