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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,678,900 139,431 1.46% Put
2 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
3 ISHARES 7,738,100 24,184 0.25% Put
4 SPDR S&P 500 ETF TR PUT 19,265,500 22,335 0.23% Put
5 REYNOLDS AMERICAN INC 1,650,000 20,505 0.22% Put
6 ISHARES TR 8,207,000 15,336 0.16% Put
7 ISHARES TR 4,646,800 9,820 0.10% Put
8 WISDOMTREE TR 1,559,200 8,465 0.09% Put
9 ISHARES TR 13,398,900 8,404 0.09% Put
10 DISNEY WALT CO 542,800 8,043 0.08% Put
11 GILEAD SCIENCES INC 1,841,400 7,688 0.08% Put
12 GENERAL MTRS CO PUT 3,092,300 6,532 0.07% Put
13 AMAZON.COM INC 393,700 4,948 0.05% Put
14 VERIZON COMMUNICATIONS INC 2,981,500 4,471 0.05% Put
15 WHIRLPOOL CORP 716,700 4,379 0.05% Put
16 AMERICAN EXPRESS CO 2,239,100 3,966 0.04% Put
17 CITIGROUP INC 1,912,400 3,929 0.04% Put
18 PFIZER INC 2,589,100 3,583 0.04% Put
19 ALPHABET INC 339,300 3,492 0.04% Put
20 Put FB $140.0 Exp Jun 16, 2017 922,500 3,320 0.03% Put
21 COCA COLA CO 2,201,400 3,179 0.03% Put
22 NETFLIX INC 776,000 3,084 0.03% Put
23 BANK AMER CORP 14,010,400 3,079 0.03% Put
24 VALERO ENERGY CORP NEW 982,100 2,932 0.03% Put
25 POWERSHARES QQQ TRUST 2,750,000 2,746 0.03% Put
26 MICRON TECHNOLOGY INC 3,036,800 2,676 0.03% Put
27 MICROSOFT CORP 4,611,700 2,460 0.03% Put
28 CHESAPEAKE ENERGY CORP 344,400 2,411 0.03% Put
29 JPMORGAN CHASE & CO 3,272,500 2,387 0.03% Put
30 BARRICK GOLD CORP 1,519,900 2,383 0.02% Put
31 SELECT SECTOR SPDR TR 2,892,800 2,228 0.02% Put
32 ALLERGAN PLC 156,200 2,071 0.02% Put
33 AMERICAN AIRLS GROUP INC 600,000 2,059 0.02% Put
34 FREEPORT-MCMORAN INC 2,350,000 2,044 0.02% Put
35 FORD MTR CO DEL PUT 2,105,300 2,038 0.02% Put
36 GOLDMAN SACHS GROUP INC 193,500 2,031 0.02% Put
37 TESLA INC PUT 83,000 1,802 0.02% Put
38 SEADRILL LIMITED 3,000,000 1,800 0.02% Put
39 WELLS FARGO & CO NEW 1,093,800 1,748 0.02% Put
40 SCHLUMBERGER LTD 901,000 1,738 0.02% Put
41 ICICI BK LTD 1,714,200 1,733 0.02% Put
42 MORGAN STANLEY 3,758,300 1,732 0.02% Put
43 UNITED CONTL HLDGS INC 753,100 1,675 0.02% Put
44 SALESFORCE COM INC 680,900 1,643 0.02% Put
45 TEVA PHARMACEUTICAL INDS LTD 254,000 1,619 0.02% Put
46 CVS HEALTH CORP 364,800 1,602 0.02% Put
47 WALGREENS BOOTS ALLIANCE INC 941,800 1,597 0.02% Put
48 PRICELINE GRP INC 158,600 1,584 0.02% Put
49 STARBUCKS CORP 987,400 1,580 0.02% Put
50 ISHARES 481,900 1,490 0.02% Put
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 APPLE INC 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES MSCI ACWI EX US IDX FD 1,873,198 77,700 0.81%
9 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 SPDR S&P 500 ETF Call Opt 09/17 260.0 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES RUSSELL 2000 GROWTH ETF 271,853 40,479 0.42%
30 VANECK VECTORS ETF T 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC CALL 8,921,900 28,160 0.30% Call
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