| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAMBRIDGE CAP ACQUISITION CO | 110,950 | 28,000 | 0.00% | ||
| 2 | GARNERO GROUP ACQUISITION CO | 284,000 | 34,000 | 0.00% | ||
| 3 | ALERE INC | 15,000 | 49,000 | 0.00% | PRN | |
| 4 | ROI ACQUISITION CORP II | 313,600 | 114,000 | 0.01% | ||
| 5 | TERRAPIN 3 ACQUISITION CORP | 250,000 | 122,000 | 0.01% | ||
| 6 | SUNTRUST BKS INC | 59,100 | 200,000 | 0.02% | ||
| 7 | BARINGTON HILCO ACQUISITION | 24,740 | 243,000 | 0.02% | ||
| 8 | COMERICA INC | 6,099 | 251,000 | 0.02% | ||
| 9 | LINCOLN NATL CORP IND | 6,886 | 271,000 | 0.02% | ||
| 10 | Agrofresh Solutions Warrants Exp 07/31/20 | 158,428 | 309,000 | 0.02% | ||
| 11 | WL ROSS HOLDING CORP - CW19 | 470,000 | 364,000 | 0.03% | ||
| 12 | SUNTRUST BKS INC | 45,800 | 387,000 | 0.03% | ||
| 13 | LINDBLAD EXPEDITIONS HLDGS I | 218,663 | 388,000 | 0.03% | ||
| 14 | SUNTRUST BKS INC | 10,968 | 419,000 | 0.03% | ||
| 15 | WASHINGTON FED INC | 89,382 | 485,000 | 0.04% | ||
| 16 | SIGNATURE BK NEW YORK N Y | 5,649 | 608,000 | 0.05% | ||
| 17 | TITAN INTL INC ILL COM | 95,000 | 628,000 | 0.05% | ||
| 18 | TITAN INTL INC ILL COM | 100,000 | 661,000 | 0.05% | Put | |
| 19 | ASSOCIATED BANC CORP | 339,600 | 752,000 | 0.06% | ||
| 20 | COMERICA INC | 82,200 | 1,044,000 | 0.08% | ||
| 21 | PEPCO HOLDINGS INC | 50,000 | 1,211,000 | 0.10% | Call | |
| 22 | YAHOO INC | 50,000 | 1,446,000 | 0.12% | Call | |
| 23 | TEXAS CAPITAL BANCSHARES INC | 40,700 | 1,537,000 | 0.12% | ||
| 24 | RAYONIER INC | 88,000 | 1,943,000 | 0.15% | Call | |
| 25 | Barington/Hilco Acquisition Corp. | 200,000 | 2,035,000 | 0.16% | ||
| 26 | SOLAZYME INC | 3,685,000 | 2,082,000 | 0.17% | PRN | |
| 27 | TRINA SOLAR LIMITED | 2,500,000 | 2,221,000 | 0.18% | PRN | |
| 28 | ZIONS BANCORPORATION | 782,750 | 2,775,000 | 0.22% | ||
| 29 | CATHAY GEN BANCORP | 279,000 | 2,791,000 | 0.22% | ||
| 30 | QUINPARIO ACQUISITION CORP 2 | 300,600 | 2,967,000 | 0.24% | ||
| 31 | AEGERION PHARMACEUTICALS INC | 4,000,000 | 3,037,000 | 0.24% | PRN | |
| 32 | HERBALIFE LTD | 3,600,000 | 3,183,000 | 0.25% | PRN | |
| 33 | MGIC INVT CORP WIS SR CONV NT 2 20 | 2,500,000 | 3,595,000 | 0.29% | PRN | |
| 34 | 1347 CAP CORP | 350,000 | 3,603,000 | 0.29% | ||
| 35 | SEACOR HOLDINGS INC | 4,500,000 | 3,622,000 | 0.29% | PRN | |
| 36 | WALTER INVT MGMT CORP | 5,431,000 | 3,970,000 | 0.32% | PRN | |
| 37 | CAMBRIDGE CAP ACQUISITION CO | 475,000 | 4,736,000 | 0.38% | ||
| 38 | SPDR GOLD TR | 45,000 | 4,809,000 | 0.38% | Call | |
| 39 | QIHOO 360 TECHNOLOGY CO LTD | 5,500,000 | 4,817,000 | 0.38% | PRN | |
| 40 | DU PONT E I DE NEMOURS & CO | 100,000 | 4,820,000 | 0.38% | Put | |
| 41 | ENERNOC | 7,000,000 | 4,867,000 | 0.39% | PRN | |
| 42 | PACE HLDGS CORP | 481,326 | 4,910,000 | 0.39% | ||
| 43 | DOUBLE EAGLE ACQUISITION COR | 500,000 | 5,070,000 | 0.40% | ||
| 44 | ATLANTIC ALLIANCE PARTNER CO | 500,000 | 5,075,000 | 0.40% | ||
| 45 | GP INVTS ACQUISITION COR | 514,990 | 5,098,000 | 0.41% | ||
| 46 | Exelexis | 4,670,000 | 5,607,000 | 0.45% | PRN | |
| 47 | SOLAZYME INC | 9,455,000 | 5,700,000 | 0.45% | PRN | |
| 48 | BLUCORA INC | 6,200,000 | 5,912,000 | 0.47% | PRN | |
| 49 | Boulevard Acquisition Corp II | 600,000 | 5,982,000 | 0.48% | ||
| 50 | GLOBAL PARTNER ACQUISITION C | 600,000 | 6,000,000 | 0.48% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-15-079145, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
