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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001333978-16-000012) filed in 2016.01.19
#
Name
Shares
Value ($)
%
Options
Notes
2101 ANTHERA PHARMACEUTICALS I 10,750 50 0.00%
2102 FUELCELL ENERGY INC 10,040 50 0.00%
2103 FUEL TECH INCORPORATED 25,715 49 0.00%
2104 FAIRMOUNT SANTROL HLDGS INC 20,925 49 0.00%
2105 GALECTIN THERAPEUTICS INC COM 29,598 49 0.00%
2106 CYTRX CORP 18,201 48 0.00%
2107 AK STL HLDG CORP 21,520 48 0.00%
2108 WESTERN ASSET HIGH INCM OPP FD 10,171 48 0.00%
2109 NAVIDEA BIOPHARM INC 34,802 46 0.00%
2110 LIQTECH INTL INC 44,176 45 0.00%
2111 IDERA PHARMACEUTICALS INCORPORATED COM NEW 14,600 45 0.00%
2112 MCDERMOTT INTL INC 12,829 43 0.00%
2113 TITAN INTL INC ILL COM 10,934 43 0.00%
2114 PENGROWTH ENERGY CORP 56,742 42 0.00%
2115 SANDRIDGE PERMIAN TR 13,742 41 0.00%
2116 PARKER DRILLING COMPANY 22,665 41 0.00%
2117 THOMPSON CREEK METALS CO COM 202,820 41 0.00%
2118 AMARIN CORP PLC 21,170 40 0.00%
2119 RELM WIRELESS CORP 10,000 39 0.00%
2120 Chesapeake Energy Corp 39,000 39 0.00%
2121 HUTCHISON PORT HOLDINGS TRUST 10,590 38 0.00%
2122 CREDIT SUISSE ASSET MGMT INC 13,740 38 0.00%
2123 CASTLE BRANDS INC 30,000 37 0.00%
2124 ZION OIL & GAS INC 19,342 36 0.00%
2125 ARCH COAL INC 35,886 35 0.00%
2126 GOLD FIELDS LTD NEW 12,009 33 0.00%
2127 ADDVANTAGE TECHNOLOGIES GROU 18,220 33 0.00%
2128 LINN CO LLC 32,115 33 0.00%
2129 DANAHER CORP DEL LYON 01/21 12,000 32 0.00%
2130 PROSPECT CAPITAL CORPORATION 32,000 32 0.00%
2131 California Res Corp 13,330 31 0.00%
2132 BIOLINERX LTD 23,000 30 0.00%
2133 PACIFIC DRILLING SA LUXEMBOURG REG SHS 35,300 30 0.00%
2134 Approach Res Inc 16,305 30 0.00%
2135 ATLANTIC PWR CORP 15,075 30 0.00%
2136 JEFFERIES GROUP INC NEW SR DB CV3.875 29 30,000 30 0.00%
2137 ARES CAP CORP 28,000 28 0.00%
2138 COEUR MNG INC 10,873 27 0.00%
2139 SANDRIDGE MISSISSIPPIAN TR I 11,962 27 0.00%
2140 PLURISTEM THERAPEUTICS INC 23,516 27 0.00%
2141 Abraxas Petroleum Corp 24,439 26 0.00%
2142 PROPHASE LABS INC 16,500 25 0.00%
2143 SEVENTY SEVEN ENERGY INC - escrow shares 23,462 25 0.00%
2144 Durect Corp Com 11,000 24 0.00%
2145 KINROSS GOLD CORP 12,211 22 0.00%
2146 PENN WEST PETE LTD NEW 26,498 22 0.00%
2147 Prospect Capital Corp 22,000 21 0.00%
2148 HUGOTON RTY TR TEX 12,912 21 0.00%
2149 CORMEDIX INCORPORATED 10,091 20 0.00%
2150 Novatel Wireless Inc 12,006 20 0.00%
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