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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001333978-16-000012) filed in 2016.01.19
#
Name
Shares
Value ($)
%
Options
Notes
2151 * SANDRIDGE ENERGY INC COM 94,907 19 0.00%
2152 Key Energy Services, Inc. 38,363 18 0.00%
2153 NAVIOS MARITIME HOLDINGS INC 10,020 18 0.00%
2154 GLOBALSTAR INC 12,798 18 0.00%
2155 PROVECTUS 42,500 17 0.00%
2156 PEDEVCO CORP 56,280 16 0.00%
2157 HALCON RES CORP 12,321 16 0.00%
2158 LAM RESEARCH CORP SR NT CV 1.25 18 11,000 16 0.00%
2159 FEMALE HEALTH CO 10,519 15 0.00%
2160 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
2161 PROSPECT CAPITAL CORPORATION 15,000 14 0.00%
2162 TORCHLIGHT ENERGY RES INC 13,500 14 0.00%
2163 Breitburn Energy Partners LP 20,804 14 0.00%
2164 Penn Virginia Corp 45,998 14 0.00%
2165 NEURALSTEM INC COM 12,540 13 0.00%
2166 HCI GROUP INC 15,000 13 0.00%
2167 INTEL CORP JR SB CONV DB 35 10,000 13 0.00%
2168 CUMULUS MEDIA INC 37,500 12 0.00%
2169 Energy XXI LTD 10,697 11 0.00%
2170 ION GEOPHYSICAL CORP 19,200 10 0.00%
2171 ImmunoCellular Therapeutics Lt 27,000 10 0.00%
2172 BIOLASE INC 12,447 10 0.00%
2173 ARVINMERITOR INC 10,000 9 0.00%
2174 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 9 0.00%
2175 AUTHENTIDATE HLDG CORP 11,298 8 0.00%
2176 PALATIN TECHNOLOGIES INC 11,300 8 0.00%
2177 Dex Media Inc 61,400 7 0.00%
2178 SFX ENTMT INC 34,150 6 0.00%
2179 CYTORI THERAPEUTIC INC 32,550 6 0.00%
2180 Rcs Capital Corp 20,503 6 0.00%
2181 TASEKO MINES LTD 16,105 5 0.00%
2182 TOWERSTREAM CORP 13,000 5 0.00%
2183 SANOFI 42,681 5 0.00%
2184 DISCOVERY LABORATORIES INC N 20,833 4 0.00%
2185 ParkerVision Inc. (PRKR) 17,000 4 0.00%
2186 Odyssey Marine Exploration Inc 14,481 4 0.00%
2187 FORBES ENERGY SERVICES LTD 12,000 3 0.00%
2188 TANZANIAN ROYALTY EXPL CORP 11,500 3 0.00%
2189 Kinder Morgan Inc Del Wt Exp 052517 52,792 3 0.00%
2190 Warren Resources Inc 14,600 3 0.00%
2191 Rubicon Minerals Corp 19,750 2 0.00%
2192 DRAGONWAVE INC 13,365 2 0.00%
2193 PEABODY ENERGY C 4.75 percent 66 CONV BONDS DUE 12/15/66 26,000 1 0.00%
2194 AMEDICA CORP 10,350 1 0.00%
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