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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
101 AMERICAN ELEC PWR INC 206,275 13,847 0.09%
102 AMERICAN EXPRESS CO 160,991 12,736 0.09%
103 AMERICAN FINL GROUP INC OHIO 31,999 3,053 0.02%
104 AMERICAN INTL GROUP INC 45,752 2,856 0.02%
105 AMERICAN OUTDOOR BRANDS CORP 36,910 731 0.00%
106 AMERICAN RAILCAR INDS INC 13,042 536 0.00%
107 AMERICAN TOWER CORP NEW 49,690 6,039 0.04%
108 AMERICAN WTR WKS CO INC NEW 104,615 8,136 0.05%
109 AMERIGAS PARTNERS L P 140,124 6,598 0.04%
110 AMERIPRISE FINL INC 12,342 1,601 0.01%
111 AMERIS BANCORP 11,302 521 0.00%
112 AMERISOURCEBERGEN CORP 42,979 3,804 0.03%
113 AMETEK INC NEW 9,150 495 0.00%
114 AMGEN INC 229,662 37,681 0.25%
115 AMPCO-PITTSBURGH CORP 18,607 261 0.00%
116 AMPHENOL CORP NEW 6,136 437 0.00%
117 AMPLIFY ETF TR 19,600 579 0.00%
118 AMTRUST FINL SVCS INC 82,996 1,532 0.01%
119 ANADARKO PETE CORP 25,120 1,557 0.01%
120 ANALOG DEVICES INC 88,825 7,279 0.05%
121 ANDERSONS INC COM 7,363 279 0.00%
122 ANHEUSER BUSCH INBEV SA/NV 44,924 4,931 0.03%
123 ANI PHARMACEUTICALS INC 29,000 31 0.00%
124 ANNALY CAP MGMT INC 526,671 5,851 0.04%
125 ANSYS 3,393 363 0.00%
126 ANTARES PHARMA INC 44,336 126 0.00%
127 ANTHEM INC 31,234 5,166 0.03%
128 AON PLC 9,164 1,088 0.01%
129 APACHE CORP 59,563 3,061 0.02%
130 APOLLO COML REAL EST FIN INC 25,000 27 0.00%
131 APOLLO COML REAL EST FIN INC 18,442 347 0.00%
132 APOLLO GLOBAL MGMT LLC 72,362 1,760 0.01%
133 APOLLO INVT CORP 268,327 1,760 0.01%
134 APPLE HOSPITALITY REIT INC 25,239 482 0.00%
135 APPLE INC 2,549,443 366,253 2.45%
136 APPLIED DNA 19,694 33 0.00%
137 APPLIED MATLS INC 152,794 5,944 0.04%
138 APTARGROUP INC 4,201 323 0.00%
139 AQUA AMERICA INC 309,598 9,954 0.07%
140 ARCH CAP GROUP LTD 3,413 323 0.00%
141 ARCHER DANIELS MIDLAND CO 172,212 7,929 0.05%
142 ARCONIC INC 104,640 2,756 0.02%
143 ARES CAPITAL CORP 295,292 5,132 0.03%
144 ARISTA NETWORKS INC 3,279 434 0.00%
145 ARMOUR RESIDENTIAL REIT INC 30,186 686 0.00%
146 AROTECH CORP 28,953 85 0.00%
147 ARRAY BIOPHARMA INC 24,985 223 0.00%
148 ARRIS INTL INC 56,581 1,497 0.01%
149 ARROW ETF TR 15,174 284 0.00%
150 ARVINMERITOR INC 10,000 10 0.00%
Page 3 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49