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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
101 STARBUCKS CORP 522,862 30,530 0.20%
102 FLEXSHARES TRUST ETF 503,642 30,385 0.20%
103 VANGUARD INTL EQUITY INDEX F 460,164 30,012 0.20%
104 CONOCOPHILLIPS 599,941 29,919 0.20%
105 RYDEX ETF TRUST 330,678 29,655 0.20%
106 DUKE ENERGY CORP NEW 356,630 29,247 0.20%
107 KIMBERLY CLARK CORP 221,212 29,118 0.19%
108 SELECT SECTOR SPDR TR 544,281 29,016 0.19%
109 ISHARES TR 945,231 28,782 0.19%
110 CVS HEALTH CORP 356,564 27,990 0.19%
111 WAL-MART STORES INC 388,003 27,967 0.19%
112 WISDOMTREE TR 286,049 27,898 0.19%
113 ISHARES TR 697,775 27,485 0.18%
114 W P CAREY INC 439,964 27,375 0.18%
115 VANGUARD INDEX FDS 266,076 27,118 0.18%
116 CATERPILLAR INC 290,407 26,938 0.18%
117 LOCKHEED MARTIN CORP 100,575 26,914 0.18%
118 ISHARES TR 226,378 26,692 0.18%
119 POWERSHARES ETF TR II 650,130 26,337 0.18%
120 COSTCO WHSL CORP NEW 152,501 25,573 0.17%
121 SOUTHERN CO 512,031 25,489 0.17%
122 ISHARES TR 924,854 25,452 0.17%
123 BERKSHIRE HATHAWAY INC DEL 101 25,235 0.17%
124 ISHARES TR 180,867 25,077 0.17%
125 MONDELEZ INTL INC 570,960 24,597 0.16%
126 DOW CHEM CO 387,057 24,594 0.16%
127 CONSOLIDATED EDISON INC 315,182 24,477 0.16%
128 ABBOTT LABS 550,398 24,443 0.16%
129 ISHARES RUSSELL 1000 ETF 184,653 24,236 0.16%
130 QUALCOMM INC 421,819 24,187 0.16%
131 GENERAL MLS INC 402,139 23,730 0.16%
132 POWERSHARES ETF TRUST II 1,022,195 23,613 0.16%
133 EMERSON ELEC CO 391,897 23,459 0.16%
134 ISHARES TR 158,012 23,457 0.16%
135 FORD MTR CO DEL 2,014,840 23,453 0.16%
136 UNITED PARCEL SERVICE INC 214,261 22,990 0.15%
137 WISDOMTREE TR 284,008 22,897 0.15%
138 ENTERPRISE PRODS PARTNERS L 793,979 21,922 0.15%
139 SELECT SECTOR SPDR TR 292,171 21,726 0.15%
140 VANGUARD SCOTTSDALE FDS 250,087 21,602 0.14%
141 GILEAD SCIENCES INC 314,009 21,327 0.14%
142 SPDR DOW JONES INDL AVRG ETF 102,540 21,158 0.14%
143 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 239,662 21,038 0.14%
144 FIDELITY 592,464 20,825 0.14%
145 HONEYWELL INTL INC 166,166 20,749 0.14%
146 ISHARES TR 70,224 20,594 0.14%
147 NIKE INC 369,130 20,572 0.14%
148 FINANCIAL INSTNS INC 613,116 20,202 0.14%
149 DOMINION ENERGY INC 259,511 20,130 0.13%
150 SELECT SECTOR SPDR TR 306,331 19,930 0.13%
Page 3 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49