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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2101 TIME WARNER INC 44,398 4,338 0.03%
2102 TJX COS INC NEW 90,346 7,145 0.05%
2103 TOLL BROTHERS INC 39,713 1,434 0.01%
2104 TOMPKINS FINL CORP COM 3,890 313 0.00%
2105 TOOTSIE ROLL INDS INC 11,279 421 0.00%
2106 TOP SHIPS INC 23,809 26 0.00%
2107 TORCHMARK CORP COM 10,872 838 0.01%
2108 TORO CO 11,786 736 0.00%
2109 TORONTO DOMINION BK ONT 98,599 4,939 0.03%
2110 TORTOISE MLP FD INCORPORATED 44,884 933 0.01%
2111 TOTAL S A 79,271 3,997 0.03%
2112 TOYOTA MOTOR CORP 16,077 1,746 0.01%
2113 TPG SPECIALTY LENDING INC 134,617 2,745 0.02%
2114 TPG Specialty Lending Inc 23,000 24 0.00%
2115 TRACTOR SUPPLY CO 22,034 1,520 0.01%
2116 TRANSCANADA CORP 13,601 628 0.00%
2117 TRANSDIGM GROUP INC 1,199 264 0.00%
2118 TRANSENTERIX INC 16,930 20 0.00%
2119 TRANSMONTAIGNE PARTNERS L P 9,060 405 0.00%
2120 TRANSOCEAN LTD 120,733 1,503 0.01%
2121 TRAVELERS COMPANIES INC 72,824 8,778 0.06%
2122 TRC COS INC 17,158 299 0.00%
2123 TRI CONTL CORP 59,918 1,385 0.01%
2124 TRIANGLE CAPITAL CORPORATION 27,267 521 0.00%
2125 TRINITY INDS INC 37,521 996 0.01%
2126 TRISTATE CAP HLDGS INC COM 28,090 656 0.00%
2127 TRUEBLUE INC COM 22,467 614 0.00%
2128 TRUSTCO BANK CM 125,196 983 0.01%
2129 TUPPERWARE BRANDS CORP 13,343 837 0.01%
2130 TWENTY FIRST CENTY FOX INC 24,696 785 0.01%
2131 TWENTY FIRST CENTY FOX INC 21,732 704 0.00%
2132 TWILIO INC 8,161 236 0.00%
2133 TWITTER INC 90,830 1,358 0.01%
2134 TWO HBRS INVT CORP 92,929 891 0.01%
2135 TYLER TECHNOLOGIES INC 2,812 435 0.00%
2136 TYSON FOODS INC 23,016 1,420 0.01%
2137 Teekay Offshore Partners LP 10,009 51 0.00%
2138 Teladoc, Inc. 55,646 1,391 0.01%
2139 Tortoise Egy Infrastruct 58,539 2,042 0.01%
2140 UBIQUITI NETWORKS INC 5,009 252 0.00%
2141 UBS AG JERSEY BRH 96,018 2,802 0.02%
2142 UBS AG JERSEY BRH 11,823 281 0.00%
2143 UBS GROUP AG 20,933 334 0.00%
2144 UDR INC 19,336 701 0.00%
2145 UGI CORP NEW 61,065 3,017 0.02%
2146 ULTA BEAUTY INC 4,117 1,174 0.01%
2147 UMPQUA HLDGS CORP 82,784 1,469 0.01%
2148 UNDER ARMOUR INC 155,279 2,842 0.02%
2149 UNDER ARMOUR INC 273,994 5,420 0.04%
2150 UNI PIXEL INC COM NEW 13,300 11 0.00%
Page 43 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
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