Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2151 UNILEVER N V 44,997 2,235 0.01%
2152 UNILEVER PLC 98,507 4,860 0.03%
2153 UNION BANKSHARES INC 6,877 295 0.00%
2154 UNION PAC CORP 120,036 12,714 0.09%
2155 UNITED BANKSHARES INC WEST VA COM 38,405 1,623 0.01%
2156 UNITED CMNTY FINL CORP OHIO 85,563 714 0.00%
2157 UNITED CONTL HLDGS INC 4,288 303 0.00%
2158 UNITED FINL BANCORP INC NEW COM 53,811 915 0.01%
2159 UNITED NATURAL FOODSINC 6,180 267 0.00%
2160 UNITED PARCEL SERVICE INC 214,261 22,990 0.15%
2161 UNITED RENTALS INC 6,794 850 0.01%
2162 UNITED STATES COMMODITY INDEX FUND 5,765 226 0.00%
2163 UNITED STATES NATL GAS FUND 82,037 621 0.00%
2164 UNITED STATES OIL FUND LP 162,332 1,727 0.01%
2165 UNITED STATES STL CORP NEW 65,281 2,207 0.01%
2166 UNITED STS BRENT OIL FD LP UNIT 12,410 180 0.00%
2167 UNITED TECHNOLOGIES CORP 329,210 36,941 0.25%
2168 UNITED THERAPEUTICS CORP DEL 3,060 414 0.00%
2169 UNITEDHEALTH GROUP INC 113,917 18,684 0.13%
2170 UNITI GROUP INC 25,878 669 0.00%
2171 UNITIL CORPORATION 18,664 840 0.01%
2172 UNIVERSAL CORP VA 14,844 1,050 0.01%
2173 UNIVERSAL DISPLAY CORP 16,119 1,388 0.01%
2174 UNIVERSAL HEALTH RLTY INCOME 4,613 298 0.00%
2175 UNUM GROUP 20,623 967 0.01%
2176 URANIUM ENERGY CORP 10,881 15 0.00%
2177 US BANCORP DEL 277,903 14,312 0.10%
2178 USG Corp 9,091 289 0.00%
2179 Union Bankshares Corporation 5,843 206 0.00%
2180 V F CORP 105,216 5,784 0.04%
2181 VAIL RESORTS INC 1,591 305 0.00%
2182 VALE S A 17,585 167 0.00%
2183 VALEANT PHARMACEUTICALS INTL 59,099 652 0.00%
2184 VALERO ENERGY CORP NEW 75,308 4,992 0.03%
2185 VALLEY NATL BANCORP 283,786 3,349 0.02%
2186 VANECK ETF TRUST 303,055 6,913 0.05%
2187 VANECK ETF TRUST 14,599 525 0.00%
2188 VANECK ETF TRUST 6,732 537 0.00%
2189 VANECK VECTORS ETF T 32,221 993 0.01%
2190 VANECK VECTORS ETF TR 9,309 376 0.00%
2191 VANECK VECTORS ETF TR 3,298 256 0.00%
2192 VANECK VECTORS ETF TR 22,970 318 0.00%
2193 VANECK VECTORS ETF TR 12,337 304 0.00%
2194 VANECK VECTORS ETF TR 13,475 398 0.00%
2195 VANECK VECTORS ETF TR 85,607 2,617 0.02%
2196 VANECK VECTORS ETF TR 13,199 333 0.00%
2197 VANECK VECTORS ETF TR 57,229 2,148 0.01%
2198 VANECK VECTORS ETF TR 70,439 1,414 0.01%
2199 VANECK VECTORS ETF TR 23,168 479 0.00%
2200 VANECK VECTORS ETF TR 13,254 318 0.00%
Page 44 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49