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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2201 VANECK VECTORS ETF TR 21,193 2,523 0.02%
2202 VANECK VECTORS ETF TR 14,396 277 0.00%
2203 VANECK VECTORS ETF TR 83,987 1,466 0.01%
2204 VANECK VECTORS ETF TR 12,976 254 0.00%
2205 VANECK VECTORS ETF TR 92,293 2,163 0.01%
2206 VANECK VECTORS ETF TR 37,707 2,015 0.01%
2207 VANGUARD ADMIRAL FDS INC 46,999 5,904 0.04%
2208 VANGUARD ADMIRAL FDS INC 13,256 1,329 0.01%
2209 VANGUARD ADMIRAL FDS INC 26,455 3,125 0.02%
2210 VANGUARD ADMIRAL FDS INC 4,746 623 0.00%
2211 VANGUARD ADMIRAL FDS INC 80,606 9,325 0.06%
2212 VANGUARD ADMIRAL FDSINC S&P SMALLCAP 600VALUE INDEX FD ETF SHS 3,806 455 0.00%
2213 VANGUARD BD INDEX FDS 204,091 17,064 0.11%
2214 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
2215 VANGUARD BD INDEX FDS 578,648 46,917 0.31%
2216 VANGUARD CHARLOTTE FDS 274,580 14,863 0.10%
2217 VANGUARD INDEX FDS 535,498 71,371 0.48%
2218 VANGUARD INDEX FDS 122,506 17,233 0.12%
2219 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
2220 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
2221 VANGUARD INDEX FDS 475,334 102,838 0.69%
2222 VANGUARD INDEX FDS 812,952 67,142 0.45%
2223 VANGUARD INDEX FDS 300,269 36,891 0.25%
2224 VANGUARD INDEX FDS 266,076 27,118 0.18%
2225 VANGUARD INDEX FDS 291,538 32,929 0.22%
2226 VANGUARD INDEX FDS 348,722 37,693 0.25%
2227 VANGUARD INDEX FDS 948,912 115,445 0.77%
2228 VANGUARD INDEX FDS 55,903 5,584 0.04%
2229 VANGUARD INDEX FDS 477,489 66,486 0.45%
2230 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF 35,357 2,141 0.01%
2231 VANGUARD INTL EQUITY INDEX F 810,890 38,785 0.26%
2232 VANGUARD INTL EQUITY INDEX F 538,037 55,229 0.37%
2233 VANGUARD INTL EQUITY INDEX F 22,438 1,420 0.01%
2234 VANGUARD INTL EQUITY INDEX F 135,494 6,987 0.05%
2235 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
2236 VANGUARD INTL EQUITY INDEX F 460,164 30,012 0.20%
2237 VANGUARD INTL EQUITY INDEX F 116,747 6,218 0.04%
2238 VANGUARD LONG TERM BOND ETF 6,877 619 0.00%
2239 VANGUARD MALVERN FDS 110,099 5,447 0.04%
2240 VANGUARD MORTG-BACK SEC ETF 17,189 903 0.01%
2241 VANGUARD MUN BD FDS 65,106 3,297 0.02%
2242 VANGUARD S&P MID-CAP 400 GROWTH ETF 3,761 443 0.00%
2243 VANGUARD SCOTTSDALE FDS 19,014 2,099 0.01%
2244 VANGUARD SCOTTSDALE FDS 250,087 21,602 0.14%
2245 VANGUARD SCOTTSDALE FDS 53,801 3,460 0.02%
2246 VANGUARD SCOTTSDALE FDS 6,438 579 0.00%
2247 VANGUARD SCOTTSDALE FDS 452,413 36,075 0.24%
2248 VANGUARD SCOTTSDALE FDS 18,118 1,859 0.01%
2249 VANGUARD SCOTTSDALE FDS 35,085 2,133 0.01%
2250 VANGUARD SCOTTSDALE FDS 84,298 9,838 0.07%
Page 45 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
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