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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
351 CATERPILLAR INC 290,407 26,938 0.18%
352 CATHAY GEN BANCORP 18,306 690 0.00%
353 CAVIUM INC 7,041 505 0.00%
354 CBL & ASSOC PPTYS INC 26,774 255 0.00%
355 CBRE CLARION GLOBAL REAL EST 169,580 1,267 0.01%
356 CBS CORP NEW 33,093 2,295 0.02%
357 CDK GLOBAL INC 29,208 1,899 0.01%
358 CDN IMPERIAL BK COMM TORONTO 7,495 646 0.00%
359 CEDAR FAIR L P 27,852 1,889 0.01%
360 CELANESE CORP DEL 3,479 313 0.00%
361 CELGENE CORP 147,418 18,343 0.12%
362 CELLDEX THERAPEUTICS INC NEW 12,023 43 0.00%
363 CEMEX SAB DE CV 18,117 164 0.00%
364 CENOVUS ENERGY INC 10,043 113 0.00%
365 CENTER COAST MLP & INFRSTR F 10,100 126 0.00%
366 CENTERPOINT ENERGY INC 52,874 1,458 0.01%
367 CENTRAL FD CDA LTD 281,872 3,625 0.02%
368 CERECOR INC 13,012 9 0.00%
369 CERNER CORP 75,520 4,444 0.03%
370 CF INDS HLDGS INC 29,470 865 0.01%
371 CHAMPIONS ONCOLOGY INC 16,653 53 0.00%
372 CHARLES RIV LABS INTL INC 17,625 1,585 0.01%
373 CHARTER COMMUNICATIONS INC N 2,928 958 0.01%
374 CHECK POINT SOFTWARE TECH LT 9,042 928 0.01%
375 CHEESECAKE FACTORY INC 6,102 387 0.00%
376 CHEMOURS CO 34,943 1,345 0.01%
377 CHENIERE ENERGY INC 47,160 2,229 0.01%
378 CHENIERE ENERGY PARTNERS LP COMMON UNITS 27,583 891 0.01%
379 CHESAPEAKE ENERGY CORP 233,023 1,384 0.01%
380 CHESAPEAKE UTILS CORP 19,167 1,326 0.01%
381 CHEVRON CORP NEW 780,324 83,783 0.56%
382 CHICAGO BRIDGE & IRON CO N V 36,072 1,109 0.01%
383 CHIMERA INVT CORP 78,468 1,583 0.01%
384 CHINA FD INC 22,554 375 0.00%
385 CHINA MOBILE LIMITED 31,481 1,739 0.01%
386 CHINA PETE & CHEM CORP 3,081 251 0.00%
387 CHIPOTLE MEXICAN GRILL INC 6,387 2,846 0.02%
388 CHOICE HOTELS INTL NEW 3,342 209 0.00%
389 CHROMADEX CORP 10,002 27 0.00%
390 CHUBB LIMITED 39,355 5,362 0.04%
391 CHURCH & DWIGHT 91,446 4,560 0.03%
392 CIENA CORP 30,865 729 0.00%
393 CIGNA CORPORATION 25,085 3,675 0.02%
394 CIMAREX ENERGY 2,168 259 0.00%
395 CINCINNATI FIN 19,760 1,428 0.01%
396 CINEMARK HOLDINGS INC 5,305 235 0.00%
397 CINTAS CORP 8,449 1,069 0.01%
398 CISCO SYS INC 1,274,591 43,081 0.29%
399 CITIGROUP INC 179,069 10,712 0.07%
400 CITIZENS NORTHN CORP 14,666 341 0.00%
Page 8 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
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