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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES 91,079 4,548 0.03%
452 FIRST TR EXCHANGE TRADED FD 78,804 4,522 0.03%
453 SCHWAB U.S. SMALL-CAP ETF 71,750 4,519 0.03%
454 FIRST TR EXCHANGE-TRADED FD 42,647 4,491 0.03%
455 PRICELINE GRP INC 2,518 4,482 0.03%
456 MORGAN STANLEY 103,794 4,447 0.03%
457 PEMBINA PIPELINE CORP 140,136 4,444 0.03%
458 CERNER CORP 75,520 4,444 0.03%
459 FIDELITY 225,940 4,435 0.03%
460 MCCORMICK & CO INC 45,392 4,428 0.03%
461 POWERSHARES ETF TRUST 169,840 4,421 0.03%
462 NATIONAL GRID PLC ADR 69,554 4,415 0.03%
463 DIREXION ALL CAP INSIDER SENTIMENT SHARES 55,319 4,375 0.03%
464 PIMCO CORPORATE INCOME OPP 278,498 4,372 0.03%
465 WISDOMTREE TR 69,239 4,349 0.03%
466 FIRST TR LRG CP VL ALPHADEX 88,166 4,347 0.03%
467 PIMCO DYNAMIC INCOME FD 150,481 4,341 0.03%
468 SCHWAB U.S. MID-CAP ETF 91,665 4,338 0.03%
469 TIME WARNER INC 44,398 4,338 0.03%
470 ISHARES TR 96,490 4,323 0.03%
471 BAIDU INC 25,021 4,317 0.03%
472 HANNON ARMSTRONG SUST INFR C 213,177 4,306 0.03%
473 FIRST TR EXCHANGE TRADED FD 220,150 4,302 0.03%
474 KELLOGG CO 59,002 4,284 0.03%
475 ISHARES 85,225 4,255 0.03%
476 PEOPLES UNITED FINANCIAL INC 231,622 4,216 0.03%
477 POWERSHS DB MULTI SECT COMM 211,835 4,190 0.03%
478 POWERSHARES ETF TRUST II 180,140 4,190 0.03%
479 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 81,183 4,189 0.03%
480 ENERGY TRANSFER L P 211,159 4,166 0.03%
481 FIRST TR MID CAP CORE ALPHAD 71,030 4,152 0.03%
482 ROCKWELL AUTOMATION INC 26,564 4,136 0.03%
483 SPDR DOW JONES REIT ETF 44,692 4,124 0.03%
484 RETAIL PPTYS AMER INC CL A 285,034 4,110 0.03%
485 FIDELITY 118,243 4,101 0.03%
486 BANK MONTREAL QUE 54,768 4,096 0.03%
487 ISHARES TR 32,797 4,075 0.03%
488 SEMPRA ENERGY 36,670 4,052 0.03%
489 PRICE T ROWE GROUP INC 59,437 4,051 0.03%
490 ISHARES TR 26,750 4,051 0.03%
491 ISHARES TR 24,635 4,040 0.03%
492 SELECT SECTOR SPDR TR 76,380 4,003 0.03%
493 SALESFORCE COM INC 48,501 4,001 0.03%
494 TOTAL S A 79,271 3,997 0.03%
495 ISHARES 88,830 3,970 0.03%
496 SIRIUS XM HOLDINGS INC 770,822 3,970 0.03%
497 FIRST TR EXCHANGE-TRADED FD 202,829 3,959 0.03%
498 CROWN CASTLE INTL CORP NEW 41,791 3,947 0.03%
499 ASTRAZENECA PLC 126,580 3,942 0.03%
500 SANOFI 87,076 3,940 0.03%
Page 10 of 49