Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
701 REPUBLIC SVCS INC 34,683 2,178 0.01%
702 PLAINS ALL AMERN PIPELINE L 68,856 2,177 0.01%
703 BHP GROUP LTD 59,852 2,174 0.01%
704 AMERICAN AIRLS GROUP INC 51,347 2,172 0.01%
705 ISHARES TR 43,631 2,168 0.01%
706 WISDOMTREE TR 25,777 2,165 0.01%
707 COHEN STEERS TOTAL RETURN 175,640 2,164 0.01%
708 VANECK VECTORS ETF TR 92,293 2,163 0.01%
709 ORANGE 138,266 2,149 0.01%
710 ISHARES TR 42,603 2,148 0.01%
711 VANECK VECTORS ETF TR 57,229 2,148 0.01%
712 ISHARES TR 35,236 2,146 0.01%
713 VANGUARD WHITEHALL FDS INC 35,357 2,141 0.01%
714 ISHARES TR 85,382 2,139 0.01%
715 SPDR SERIES TRUST 57,422 2,138 0.01%
716 VANGUARD SCOTTSDALE FDS 35,085 2,133 0.01%
717 PENTAIR PLC 33,809 2,123 0.01%
718 EXELIXIS INC 97,809 2,120 0.01%
719 SCHWAB U.S. BROAD MARKET ETF 37,161 2,120 0.01%
720 BRITISH AMERN TOB PLC 31,955 2,119 0.01%
721 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF 88,026 2,113 0.01%
722 VANGUARD SCOTTSDALE FDS 19,014 2,099 0.01%
723 KRATOS DEFENSE & SECURITY SOLU COM 268,183 2,086 0.01%
724 O REILLY AUTOMOTIVE INC NEW 7,726 2,085 0.01%
725 DUKE REALTY CORP 79,170 2,080 0.01%
726 VANGUARD SCOTTSDALE FDS 19,178 2,079 0.01%
727 RYDEX ETF TRUST 12,994 2,078 0.01%
728 MCCORMICK CO INC 21,299 2,077 0.01%
729 JOHN HANCOCK PFD INCOME FUND I COM 98,078 2,069 0.01%
730 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 74,315 2,059 0.01%
731 ISHARES TR 64,086 2,049 0.01%
732 Tortoise Egy Infrastruct 58,539 2,042 0.01%
733 ALLIANZGI CONV & INCOME FD 301,756 2,040 0.01%
734 SCHWAB CHARLES CORP 49,844 2,034 0.01%
735 POWERSHARES DB CMDTY IDX TRA 133,477 2,030 0.01%
736 PIMCO GLOBAL STOCKSPLS INCM 116,222 2,021 0.01%
737 CLAYMORE EXCHANGE TRD FD TR 78,553 2,019 0.01%
738 VANECK VECTORS ETF TR 37,707 2,015 0.01%
739 CAMPBELL SOUP CO 35,153 2,012 0.01%
740 BCE INC 45,089 1,996 0.01%
741 NUVEEN NASDAQ 100 DYNAMIC OV 96,352 1,993 0.01%
742 FIRST TR EXCNGE TRD ALPHADEX 59,571 1,992 0.01%
743 EBAY INC 59,299 1,991 0.01%
744 BROOKFIELD INFRAST PARTNERS 51,493 1,991 0.01%
745 SCHWAB INTERNATIONAL EQUITY ETF 66,505 1,987 0.01%
746 YAHOO INC 42,797 1,986 0.01%
747 TARGA RES CORP 33,137 1,985 0.01%
748 GLOBAL NET LEASE INC 81,674 1,967 0.01%
749 LYONDELLBASELL INDUSTRIES N 21,558 1,966 0.01%
750 ISHARES TR 13,228 1,963 0.01%
Page 15 of 49