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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
2351 INTEL CORP 1,452,198 52,381 0.35%
2352 MCDONALDS CORP 417,770 54,147 0.36%
2353 ISHARES TR 605,142 55,128 0.37%
2354 VANGUARD INTL EQUITY INDEX F 538,037 55,229 0.37%
2355 SPDR SER TR 1,163,716 56,370 0.38%
2356 FACEBOOK INC 397,874 56,518 0.38%
2357 MERCK & CO INC 894,233 56,820 0.38%
2358 HOME DEPOT INC 392,680 57,657 0.39%
2359 JPMORGAN CHASE & CO 658,498 57,842 0.39%
2360 PHILIP MORRIS INTL INC 513,929 58,023 0.39%
2361 SPDR S&P MIDCAP 400 ETF TR 194,079 60,634 0.41%
2362 ISHARES TR 445,977 61,313 0.41%
2363 AMAZON COM INC 73,056 64,767 0.43%
2364 ISHARES TR 1,189,726 65,137 0.44%
2365 VANGUARD INDEX FDS 477,489 66,486 0.45%
2366 VANGUARD INDEX FDS 812,952 67,142 0.45%
2367 DISNEY WALT CO 615,622 69,805 0.47%
2368 SPDR SER TR 800,782 70,581 0.47%
2369 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
2370 ISHARES TR 676,861 71,226 0.48%
2371 VANGUARD INDEX FDS 535,498 71,371 0.48%
2372 PEPSICO INC 647,907 72,475 0.49%
2373 SPDR SER TR 1,532,089 73,418 0.49%
2374 ISHARES TR 1,603,462 76,517 0.51%
2375 ISHARES TR 1,235,679 76,970 0.52%
2376 ISHARES TR 492,051 79,545 0.53%
2377 ISHARES TR 1,478,707 79,895 0.53%
2378 ISHARES TR 738,105 80,077 0.54%
2379 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
2380 ISHARES TR 2,130,339 82,444 0.55%
2381 CHEVRON CORP NEW 780,324 83,783 0.56%
2382 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
2383 PFIZER INC 2,504,859 85,691 0.57%
2384 ISHARES TR 825,563 85,892 0.58%
2385 ALTRIA GROUP INC 1,248,790 89,189 0.60%
2386 RYDEX ETF TRUST 998,371 90,672 0.61%
2387 ISHARES TR 706,659 92,940 0.62%
2388 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
2389 VANGUARD INDEX FDS 475,334 102,838 0.69%
2390 MICROSOFT CORP 1,589,981 104,716 0.70%
2391 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
2392 ISHARES TR 945,462 111,716 0.75%
2393 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
2394 VANGUARD INDEX FDS 948,912 115,445 0.77%
2395 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
2396 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
2397 ISHARES TR 709,440 121,470 0.81%
2398 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
2399 ISHARES TR 1,547,264 128,407 0.86%
2400 ISHARES TR 1,858,395 128,527 0.86%
Page 48 of 49