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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
201 CORNING INC 514,692 13,897 0.09%
202 NUANCE COMMUNICATIONS INC 800,362 13,854 0.09%
203 AMERICAN ELEC PWR INC 206,275 13,847 0.09%
204 GENERAL DYNAMICS CORP 73,534 13,766 0.09%
205 MEDTRONIC PLC 170,448 13,731 0.09%
206 SCHLUMBERGER LTD 174,202 13,605 0.09%
207 KINDER MORGAN INC DEL 623,768 13,561 0.09%
208 STRYKER CORP 102,700 13,520 0.09%
209 ALPS ETF TR 1,062,675 13,507 0.09%
210 JPMORGAN CHASE & CO 413,361 13,352 0.09%
211 PIMCO ETF TR 131,180 13,257 0.09%
212 SPDR SER TR 266,271 12,808 0.09%
213 AMERICAN EXPRESS CO 160,991 12,736 0.09%
214 UNION PAC CORP 120,036 12,714 0.09%
215 BLACKSTONE GROUP L P 425,582 12,640 0.08%
216 ALPS ETF TR 293,208 12,593 0.08%
217 GENERAL MTRS CO 354,634 12,540 0.08%
218 ALIBABA GROUP HLDG LTD 116,028 12,511 0.08%
219 ISHARES 20 YEAR TREASURY BOND ETF 102,958 12,428 0.08%
220 WASTE MGMT INC DEL 170,219 12,412 0.08%
221 MASTERCARD INCORPORATED 110,195 12,394 0.08%
222 ISHARES TR 144,221 12,353 0.08%
223 ISHARES TR 145,258 12,277 0.08%
224 MAGELLAN MIDSTREAM PRTNRS LP 158,944 12,224 0.08%
225 ILLINOIS TOOL WKS INC 91,231 12,085 0.08%
226 ISHARES TR 146,021 12,069 0.08%
227 FEDERATED HERMES INC CL B 457,882 12,061 0.08%
228 ISHARES TR 381,157 11,991 0.08%
229 FIDELITY 238,389 11,879 0.08%
230 REALTY INCOME CORP 199,507 11,877 0.08%
231 FIDELITY 235,972 11,843 0.08%
232 ISHARES TR 103,221 11,736 0.08%
233 PIMCO ETF TR 114,533 11,642 0.08%
234 NVIDIA CORPORATION 105,323 11,473 0.08%
235 ISHARES SILVER TR 658,910 11,366 0.08%
236 NETFLIX INC 76,769 11,347 0.08%
237 STANLEY BLACK &DECKER INC 84,681 11,252 0.08%
238 POWERSHARES ETF TR II 751,928 11,144 0.07%
239 SPROTT PHYSICAL GOLD TRUST 1,084,578 11,084 0.07%
240 CSX CORP 236,309 11,000 0.07%
241 ISHARES 141,761 10,934 0.07%
242 HCP INC 348,636 10,905 0.07%
243 WEYERHAEUSER CO 320,705 10,898 0.07%
244 POWERSHARES ETF TRUST 209,611 10,889 0.07%
245 CITIGROUP INC 179,069 10,712 0.07%
246 FIRST TR MORNINGSTAR DIV LEA 370,779 10,682 0.07%
247 EVERSOURCE ENERGY 180,552 10,613 0.07%
248 ISHARES TR 75,292 10,425 0.07%
249 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
250 ENBRIDGE INC 247,703 10,364 0.07%
Page 5 of 49