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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
2 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
3 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
4 ISHARES TR 4,346,303 494,609 3.31%
5 ISHARES TR 4,134,957 475,272 3.18%
6 AT&T INC 3,480,265 144,605 0.97%
7 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
8 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
9 APPLE INC 2,549,443 366,253 2.45%
10 PFIZER INC 2,504,859 85,691 0.57%
11 ISHARES TR 2,130,339 82,444 0.55%
12 BANK AMER CORP 2,061,020 48,619 0.33%
13 EXXON MOBIL CORP 2,048,805 168,022 1.12%
14 FORD MTR CO DEL 2,014,840 23,453 0.16%
15 ISHARES TR 1,858,395 128,527 0.86%
16 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
17 SELECT SECTOR SPDR TR 1,779,426 42,226 0.28%
18 ISHARES TR 1,603,462 76,517 0.51%
19 MICROSOFT CORP 1,589,981 104,716 0.70%
20 ISHARES TR 1,547,264 128,407 0.86%
21 SPDR SER TR 1,532,089 73,418 0.49%
22 ISHARES TR 1,478,707 79,895 0.53%
23 INTEL CORP 1,452,198 52,381 0.35%
24 ISHARES GOLD TRUST 1,448,996 17,402 0.12%
25 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
26 ISHARES TR 1,297,190 134,596 0.90%
27 CISCO SYS INC 1,274,591 43,081 0.29%
28 FIRST TR VALUE LINE DIVID INSHS 1,270,333 36,852 0.25%
29 ALTRIA GROUP INC 1,248,790 89,189 0.60%
30 ISHARES TR 1,235,679 76,970 0.52%
31 COCA COLA CO 1,230,999 52,244 0.35%
32 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
33 TEMPLETON GLOBAL INCOME FD 1,189,774 7,912 0.05%
34 ISHARES TR 1,189,726 65,137 0.44%
35 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
36 SPDR SER TR 1,163,716 56,370 0.38%
37 SPROTT PHYSICAL GOLD TRUST 1,084,578 11,084 0.07%
38 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
39 ALPS ETF TR 1,062,675 13,507 0.09%
40 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
41 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
42 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
43 POWERSHARES ETF TRUST II 1,022,195 23,613 0.16%
44 SSGA ACTIVE ETF TR 1,016,592 49,681 0.33%
45 RYDEX ETF TRUST 998,371 90,672 0.61%
46 VANGUARD INDEX FDS 948,912 115,445 0.77%
47 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
48 ISHARES TR 945,231 28,782 0.19%
49 ISHARES TR 924,854 25,452 0.17%
50 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
Page 1 of 49