| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MOLYCORP INC DEL NOTE 5.500% 2/0 | 10,000 | 1,000 | 0.00% | PRN | |
| 2 | MOLYCORP INC (MCP) - 83.3333 c | 10,000 | 1,000 | 0.00% | PRN | |
| 3 | LIGHTBRIDGE CORP | 10,721 | 13,000 | 0.00% | ||
| 4 | SUPERCONDUCTOR TECHNOLOGIES | 22,169 | 31,000 | 0.01% | ||
| 5 | CEL SCI CORP | 629,750 | 202,000 | 0.03% | ||
| 6 | SPECTRUM PHARMACEUTICALS INC COM | 62,300 | 378,000 | 0.07% | Put | |
| 7 | Neo Performance Materials | 1,342,341 | 517,000 | 0.09% | ||
| 8 | ARRAY BIOPHARMA INC 3 06/01/2020 | 815,000 | 1,033,000 | 0.18% | PRN | |
| 9 | CORSICANTO LTD | 1,000,000 | 1,064,000 | 0.18% | PRN | |
| 10 | QIHOO 360 TECHNOLOGY CO LTD | 1,500,000 | 1,272,000 | 0.22% | PRN | |
| 11 | SERVICESOURCE INTL INC | 1,800,000 | 1,352,000 | 0.23% | PRN | |
| 12 | LIBERTY MEDIA CORP | 3,178,000 | 2,028,000 | 0.35% | PRN | |
| 13 | CHESAPEAKE ENERGY CORP | 2,476,000 | 2,507,000 | 0.43% | PRN | |
| 14 | AETERNA ZENTARIS INC | 5,732,967 | 3,074,000 | 0.53% | ||
| 15 | TRINA SOLAR LTD | 3,000,000 | 3,138,000 | 0.54% | PRN | |
| 16 | OMNICARE INC | 3,000,000 | 3,308,000 | 0.57% | PRN | |
| 17 | CHESAPEAKE ENERGY CORP | 4,250,000 | 4,113,000 | 0.71% | PRN | |
| 18 | INTERDIGITAL INC | 4,000,000 | 4,330,000 | 0.75% | PRN | |
| 19 | FOREST CITY ENTERPRISES INC | 4,004,000 | 5,062,000 | 0.87% | PRN | |
| 20 | B2GOLD CORP | 5,750,000 | 5,118,000 | 0.88% | PRN | |
| 21 | AMAG PHARMACEUTICALS INC | 2,500,000 | 5,200,000 | 0.90% | PRN | |
| 22 | PACIRA PHARMACEUTICALS INC | 1,466,000 | 5,265,000 | 0.91% | PRN | |
| 23 | MANNKIND CORP. | 1,215,061 | 6,318,000 | 1.09% | ||
| 24 | HOLOGIC INC | 5,500,000 | 6,449,000 | 1.11% | PRN | |
| 25 | ENERSYS | 4,048,000 | 6,556,000 | 1.13% | PRN | |
| 26 | Exelexis | 9,000,000 | 6,858,000 | 1.18% | PRN | |
| 27 | QUIDEL CORP | 6,500,000 | 7,136,000 | 1.23% | PRN | |
| 28 | MEDICINES CO | 7,500,000 | 8,954,000 | 1.55% | PRN | |
| 29 | SPECTRUM PHARMACEUTICALS INC | 10,000,000 | 9,277,000 | 1.60% | PRN | |
| 30 | RTI INTL METALS INC | 8,672,000 | 9,605,000 | 1.66% | PRN | |
| 31 | CHESAPEAKE ENERGY CORP | 10,332,000 | 10,018,000 | 1.73% | PRN | |
| 32 | ALLERGAN PLC | 10,000 | 10,308,000 | 1.78% | ||
| 33 | HEALTHWAYS INC | 9,000,000 | 10,538,000 | 1.82% | PRN | |
| 34 | TAL ED GROUP | 8,000,000 | 11,023,000 | 1.90% | PRN | |
| 35 | UTI WORLDWIDE INC (UTIW) 68.97 | 10,000,000 | 11,203,000 | 1.94% | PRN | |
| 36 | SUNEDISON INC | 7,500,000 | 13,161,000 | 2.27% | PRN | |
| 37 | ACCURAY INC | 7,750,000 | 13,871,000 | 2.40% | PRN | |
| 38 | ALERE INC | 12,750,000 | 15,348,000 | 2.65% | PRN | |
| 39 | MGM RESORTS INTERNATIONAL | 15,000,000 | 17,309,000 | 2.99% | PRN | |
| 40 | Electronic Arts, Inc. | 10,000,000 | 18,555,000 | 3.21% | PRN | |
| 41 | AFFYMETRIX INC | 8,480,000 | 18,722,000 | 3.23% | PRN | |
| 42 | IXIA | 19,860,000 | 20,120,000 | 3.48% | PRN | |
| 43 | NOVELLUS SYS INC SR NT CV2.625 41 | 10,100,000 | 20,806,000 | 3.59% | PRN | |
| 44 | Mannkind | 22,550,000 | 23,989,000 | 4.14% | PRN | |
| 45 | ACCURAY INC | 21,869,000 | 24,614,000 | 4.25% | PRN | |
| 46 | CADENCE DESIGN SYSTEM INC | 14,584,000 | 35,706,000 | 6.17% | PRN | |
| 47 | MICRON TECHNOLOGY INC | 14,826,000 | 42,179,000 | 7.29% | PRN | |
| 48 | Medivation Inc 04/01/2017 2.625% | 22,004,000 | 55,524,000 | 9.59% | PRN | |
| 49 | SALIX PHARMACEUTICALS INC | 36,001,000 | 95,697,000 | 16.53% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-15-001156, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
