Dark
Light
System
Institutional Investment Manager
Aperio Group, LLC
Aperio Group, LLC (CIK: 0001364615) incorporated in California, located at Three Harbor Drive, Sausalito, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001095449-17-000014) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc Del Wt Exp 052517 53,852 0 0.00% SH
2 COMMUNITY HEALTH SYS INC NEW 16,774 0 0.00% SH
3 TASEKO MINES LTD 12,483 11 0.00% SH
4 UR ENERGY INC 26,625 14 0.00% SH
5 GLOBALSTAR INC 14,445 23 0.00% SH
6 ARENA PHARMACEUTICALS INC 19,832 28 0.00% SH
7 OCEAN RIG 16,537 29 0.00% SH
8 INFINITY PHARMACEUTICALS INC 24,920 34 0.00% SH
9 NOVAVAX INC 29,509 37 0.00% SH
10 PARKER DRILLING COMPANY 14,891 39 0.00% SH
11 RENREN INCORPORATED SPONSORED ADR 26,398 42 0.00% SH
12 CLEAN ENERGY FUELS CORPORATION COM 15,551 44 0.00% SH
13 SANOFI SPOND FUNSPONSORED ADR 11,027 45 0.00% SH
14 LEJU HLDGS LTD 10,188 49 0.00% SH
15 PACIFIC BIOSCIENCES CALIF IN 13,364 51 0.00% SH
16 EXTREME NETWORKS COM 10,840 55 0.00% SH
17 HOVNANIAN ENTERPRISES, INC. 21,624 59 0.00% SH
18 Abraxas Petroleum Corp 23,061 59 0.00% SH
19 VIVINT SOLAR INC 23,818 61 0.00% SH
20 APOLLO INVT CORP 10,815 63 0.00% SH
21 KERYX BIOPHARMACEUTICALS INC 11,362 67 0.00% SH
22 ATLANTIC PWR CORP 27,762 69 0.00% SH
23 TICC CAPITAL CORP 10,673 71 0.00% SH
24 HARMONY GOLD MINING CO LTD 32,787 72 0.00% SH
25 ELDORADO GOLD CORP NEW 22,422 72 0.00% SH
26 HORNBECK OFFSHORE SVCS IN 10,121 73 0.00% SH
27 KONGZHONG CORP SPONSO 11,561 80 0.00% SH
28 GROUPON INC 28,715 95 0.00% SH
29 BAZAARVOICE INC 19,798 96 0.00% SH
30 ENERNOC INC 16,145 97 0.00% SH
31 MCEWEN MNG INC 33,893 99 0.00% SH
32 BILL BARRETT CP 14,286 100 0.00% SH
33 KINROSS GOLD CORP 32,098 100 0.00% SH
34 COBALT INTL ENERGY INC 81,698 100 0.00% SH
35 TERRAFORM GLOBAL INC CL A 25,668 101 0.00% SH
36 TRINA SOLAR ADR REPTG 50 ORD 10,971 102 0.00% SH
37 NIMBLE STORAGE INC 13,085 104 0.00% SH
38 MIMEDX GROUP INC COM 12,307 109 0.00% SH
39 APPLIED MICRO CIRCUITS ORD 13,213 109 0.00% SH
40 FITBIT INC 14,831 109 0.00% SH
41 PLUG POWER INC 92,751 111 0.00% SH
42 RICHMONT MINES INC 17,373 113 0.00% SH
43 AEGEAN MARINE PETROLEUM NETW 11,187 114 0.00% SH
44 ALLSCRIPTS HEALTHCARE SOLUTN 11,142 114 0.00% SH
45 NORDIC AMERICAN TANKERS LIMI 13,557 114 0.00% SH
46 SEARS HLDGS CORP 12,648 118 0.00% SH
47 CONFORMIS INCORPORATED 14,809 120 0.00% SH
48 GRAN TIERRA ENERGY INC 39,591 120 0.00% SH
49 INFINERA CORPORATION 14,155 120 0.00% SH
50 WINDSTREAM HLDGS INC 16,926 124 0.00% SH
Page 1 of 43
New Holding filing (0001364615-19-000014) filed in 2019.04.22
#
Name
Shares
Value ($)
%
Options
Notes
1 IRON MTN INC NEW 67,641 2,197 44.75%
2 LAMAR ADVERTISING CO NEW CL A 13,751 925 18.84%
3 TWENTY FIRST CENTY FOX INC 29,468 803 16.36%
4 CUBESMART 20,599 551 11.22%
5 ASHFORD HOSPITALITY TR INC 31,029 241 4.91%
6 ASHFORD HOSPITALITY TR INC 10,345 80 1.63%
7 CUBESMART 2,290 61 1.24%
8 LAMAR ADVERTISING CO NEW CL A 755 51 1.04%
Restatement filing (0001364615-19-000013) filed in 2019.04.22
#
Name
Shares
Value ($)
%
Options
Notes
51 CELGENE CORP 390,764 45,231 0.35%
52 AMGEN INC 304,509 44,522 0.34%
53 HSBC HLDGS PLC 1,104,454 44,377 0.34%
54 TEXAS INSTRS INC 604,777 44,131 0.34%
55 BRISTOL MYERS SQUIBB CO 749,462 43,799 0.34%
56 ROYAL DUTCH SHELL PLC 794,825 43,223 0.33%
57 AUTOMATIC DATA PROCESSING IN 419,525 43,119 0.33%
58 CONSOLIDATED EDISON INC 571,630 42,118 0.32%
59 COSTCO WHSL CORP NEW 261,497 41,868 0.32%
60 CHUNGHWA TELECOM CO LTD 1,316,083 41,522 0.32%
61 QUALCOMM INC 632,867 41,263 0.32%
62 THERMO FISHER SCIENTIFIC INC 292,441 41,263 0.32%
63 COMMERCE BANCSHARES INC 706,359 40,835 0.31%
64 UNITED PARCEL SERVICE INC 355,773 40,786 0.31%
65 UNION PAC CORP 392,197 40,663 0.31%
66 AMERICAN INTL GROUP INC 594,306 38,814 0.30%
67 CVS HEALTH CORP 490,660 38,718 0.30%
68 GOLDMAN SACHS GROUP INC 158,216 37,885 0.29%
69 STARBUCKS CORP 677,915 37,638 0.29%
70 NIKE INC 733,626 37,290 0.29%
71 BANK N S HALIFAX 663,023 36,917 0.28%
72 MFA FINANCIAL INC COM 4,828,749 36,843 0.28%
73 GILEAD SCIENCES INC 511,074 36,598 0.28%
74 BOEING CO 234,948 36,577 0.28%
75 UNITED TECHNOLOGIES CORP 333,070 36,511 0.28%
76 REYNOLDS AMERICAN INC 638,258 35,768 0.27%
77 TIME WARNER INC 370,206 35,736 0.27%
78 CANON INC 1,260,000 35,456 0.27%
79 LOCKHEED MARTIN CORP 141,056 35,256 0.27%
80 NTT DOCOMO INC 1,545,761 35,166 0.27%
81 ROYAL BK CDA MONTREAL QUE 509,935 34,528 0.26%
82 DANAHER CORP DEL 424,789 33,066 0.25%
83 RAYTHEON CO 231,840 32,921 0.25%
84 LILLY ELI & CO 445,023 32,731 0.25%
85 GENERAL MTRS CO 927,246 32,305 0.25%
86 AMERICAN EXPRESS CO 432,070 32,008 0.24%
87 RENAISSANCERE HOLDINGS LTD 232,445 31,664 0.24%
88 AMERICAN NATL INS CO COM 251,704 31,365 0.24%
89 PRICELINE GRP INC 21,320 31,256 0.24%
90 NVIDIA CORPORATION 291,658 31,132 0.24%
91 NEXTERA ENERGY INC 258,786 30,915 0.24%
92 TJX COS INC NEW 408,360 30,680 0.23%
93 WALGREENS BOOTS ALLIANCE INC 369,469 30,577 0.23%
94 GENERAL DYNAMICS CORP 177,082 30,575 0.23%
95 CHINA MOBILE LIMITED 580,450 30,433 0.23%
96 LOWES COS INC 427,195 30,382 0.23%
97 MORGAN STANLEY 717,403 30,310 0.23%
98 AETNA INC NEW 238,858 29,621 0.23%
99 PUBLIC STORAGE 131,241 29,332 0.22%
100 MONDELEZ INTL INC 628,064 27,842 0.21%
Page 2 of 57