| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Monster Arts Inc. | 45,000 | 0 | 0.00% | ||
| 2 | Poseidis Inc - DELISTED | 25,000 | 0 | 0.00% | ||
| 3 | SLS INTERNATIONAL INC COM | 61,400 | 0 | 0.00% | ||
| 4 | Integra Bank Corp | 29,240 | 0 | 0.00% | ||
| 5 | Green Cures & Botanical Distri | 999,999 | 1,000 | 0.00% | ||
| 6 | HOOPER HOLMES INC | 30,000 | 6,000 | 0.00% | ||
| 7 | GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT | 11,523 | 8,000 | 0.00% | ||
| 8 | ACURA PHARMACEUTICALS INC | 11,000 | 11,000 | 0.00% | ||
| 9 | GENERAL CABLE CORP DEL NEW | 15,000 | 13,000 | 0.00% | PRN | |
| 10 | QUIDEL CORP | 15,000 | 15,000 | 0.00% | PRN | |
| 11 | ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 | 15,000 | 15,000 | 0.00% | PRN | |
| 12 | URANIUM ENERGY CORP | 10,000 | 16,000 | 0.00% | ||
| 13 | NAVISTAR INTL CORP NEW | 20,000 | 17,000 | 0.00% | PRN | |
| 14 | SPECTRAL MEDICAL INC. | 25,099 | 17,000 | 0.00% | ||
| 15 | BLUCORA INC | 20,000 | 20,000 | 0.00% | PRN | |
| 16 | AK STL CORP | 20,000 | 20,000 | 0.00% | PRN | |
| 17 | EXCO RESOURCES INC | 20,000 | 24,000 | 0.00% | ||
| 18 | TITAN MACHY INC | 30,000 | 24,000 | 0.00% | PRN | |
| 19 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 25,000 | 25,000 | 0.00% | PRN | |
| 20 | RAIT FINANCIAL TRUST | 25,000 | 27,000 | 0.00% | PRN | |
| 21 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 10,313 | 28,000 | 0.00% | ||
| 22 | Star Bulk Carriers Corp. | 10,000 | 29,000 | 0.00% | ||
| 23 | AMEDICA CORP | 50,000 | 29,000 | 0.00% | ||
| 24 | Abraxas Petroleum Corp | 11,764 | 35,000 | 0.00% | ||
| 25 | Tree Island Steel LTD | 15,200 | 35,000 | 0.00% | ||
| 26 | TCP INTL HLDGS LTD | 15,000 | 63,000 | 0.00% | ||
| 27 | California Resources Corp | 10,533 | 64,000 | 0.00% | ||
| 28 | WILLBROS GROUP INC DEL COM | 50,680 | 65,000 | 0.00% | ||
| 29 | AMBEV SA | 11,083 | 68,000 | 0.00% | ||
| 30 | OI SA | 40,000 | 76,000 | 0.00% | ||
| 31 | GRAMERCY PPTY TR | 10,336 | 82,000 | 0.00% | ||
| 32 | Nuveen Quality PFD Income Fd | 10,809 | 85,000 | 0.00% | ||
| 33 | MONOGRAM RESIDENTIAL TR INC COM | 10,000 | 90,000 | 0.00% | ||
| 34 | BANCO SANTANDER SA | 13,004 | 91,000 | 0.00% | ||
| 35 | NUVEEN MUN VALUE FD INC | 10,000 | 96,000 | 0.00% | ||
| 36 | NUVEEN PFD INCOME OPPORTUN | 12,998 | 119,000 | 0.01% | ||
| 37 | SPROTT PHYSICAL GOLD TRUST | 13,000 | 126,000 | 0.01% | ||
| 38 | TWO HBRS INVT CORP | 13,000 | 127,000 | 0.01% | ||
| 39 | NAVIOS MARITIME PARTNERS L P | 12,300 | 132,000 | 0.01% | ||
| 40 | MORGANS HOTEL GROUP CO | 20,000 | 135,000 | 0.01% | ||
| 41 | GLOBAL POWER EQUIPMENT GRP I | 18,490 | 143,000 | 0.01% | ||
| 42 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 33,271 | 154,000 | 0.01% | ||
| 43 | NUVEEN DIVERSIFIED DIVID I | 14,508 | 167,000 | 0.01% | ||
| 44 | CAMECO CORP | 12,550 | 179,000 | 0.01% | ||
| 45 | BROADSOFT INC | 180,000 | 191,000 | 0.01% | PRN | |
| 46 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC | 13,590 | 191,000 | 0.01% | ||
| 47 | EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES | 11,354 | 192,000 | 0.01% | ||
| 48 | PEOPLES UNITED FINANCIAL INC | 11,850 | 192,000 | 0.01% | ||
| 49 | FS KKR CAPITAL CORP COM | 19,595 | 193,000 | 0.01% | ||
| 50 | ISHARES TR | 1,257 | 200,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-15-003531, filed 2015.08.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
