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Institutional Investment Manager
Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. (CIK: 0001374022), located at 1-4-5, Marunouchi, Chiyoda-Ku, Tokyo, M0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 239 holdings with a total value of $17,623,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 JUNIPER NETWORKS 1,170 33,000 0.19%
102 CARNIVAL CORP 640 33,000 0.19%
103 PEOPLES UNITED FINANCIAL INC 1,660 32,000 0.18%
104 YAHOO INC 800 31,000 0.18%
105 ALEXION PHARMACEUTIC 250 31,000 0.18%
106 MONDELEZ INTL INC 710 31,000 0.18%
107 DTE ENERGY CO 300 30,000 0.17%
108 EXPRESS SCRIPTS HLDG CO 440 30,000 0.17%
109 CATERPILLAR INC 300 28,000 0.16%
110 O REILLY AUTOMOTIVE INC NEW 100 28,000 0.16%
111 AFLAC INC 380 26,000 0.15%
112 TRANSOCEAN LTD 1,740 26,000 0.15%
113 WESTROCK CO 520 26,000 0.15%
114 AMERICAN EXPRESS CO 350 26,000 0.15%
115 INGERSOLL-RAND PLC 330 25,000 0.14%
116 FRANKLIN RESOURCES INC 620 25,000 0.14%
117 LAM RESEARCH CORP 240 25,000 0.14%
118 PEPSICO INC 230 24,000 0.14%
119 THERMO FISHER SCIENTIFIC INC 160 23,000 0.13%
120 STARBUCKS CORP 410 23,000 0.13%
121 US BANCORP DEL 450 23,000 0.13%
122 SKYWORKS SOLUTIONS INC 290 22,000 0.12%
123 MICRON TECHNOLOGY INC 970 21,000 0.12%
124 NXP SEMICONDUCTORS N V 210 21,000 0.12%
125 LUMEN TECHNOLOGIES INC 880 21,000 0.12%
126 D R HORTON INC 720 20,000 0.11%
127 BLACKROCK INC 50 19,000 0.11%
128 VERTEX PHARMACEUTICALS INC 250 18,000 0.10%
129 PAYCHEX INC 290 18,000 0.10%
130 SCHLUMBERGER LTD 200 17,000 0.10%
131 AT&T INC 410 17,000 0.10%
132 PFIZER INC 510 17,000 0.10%
133 BECTON DICKINSON & CO 100 17,000 0.10%
134 F5 NETWORKS INC 120 17,000 0.10%
135 MOSAIC CO NEW 530 16,000 0.09%
136 NEWELL BRANDS 350 16,000 0.09%
137 MYLAN N V 410 16,000 0.09%
138 MALLINCKRODT PUB LTD CO 300 15,000 0.09%
139 AUTODESK INC 200 15,000 0.09%
140 SIRIUS XM HOLDINGS INC 3,110 14,000 0.08%
141 EXPEDIA INC DEL 120 14,000 0.08%
142 BIOGEN INC 50 14,000 0.08%
143 NORFOLK SOUTHERN CORP 120 13,000 0.07%
144 CHECK POINT SOFTWARE TECH LT 150 13,000 0.07%
145 AKAMAI TECHNOLOGIES INC 190 13,000 0.07%
146 MARTIN MARIETTA MATLS INC 60 13,000 0.07%
147 AMERICAN ELEC PWR INC 200 13,000 0.07%
148 ABBOTT LABS 330 13,000 0.07%
149 BROADCOM LTD 70 12,000 0.07%
150 DOLLAR TREE INC 160 12,000 0.07%
Page 3 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001374022-17-000006, filed 2017.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.