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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 MICROSOFT CORP 326,800 15,150 0.48% Call
52 HEALTH CARE REIT INC 12,037,000 14,748 0.46% PRN
53 BANK AMER CORP 820,000 13,981 0.44% Put
54 MGM RESORTS INTERNATIONAL 11,000,000 13,912 0.44% PRN
55 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 150,000 13,793 0.43% Put
56 YAHOO INC 330,000 13,448 0.42% Put
57 MICRON TECHNOLOGY INC 392,477 13,446 0.42%
58 GULFPORT ENERGY CORP 250,000 13,350 0.42% Put
59 MEDIA GENERAL, INC. 1,000,374 13,115 0.41%
60 LAS VEGAS SANDS CORP 200,000 12,442 0.39% Put
61 GLOBALSTAR INC 3,362,991 12,309 0.39%
62 UNITED TECHNOLOGIES CORP 114,400 12,081 0.38% Call
63 CHEVRON CORP NEW 100,000 11,932 0.38% Call
64 MOLINA HEALTHCARE INC 11,800,000 11,819 0.37% PRN
65 INTEL CORP 332,500 11,578 0.36% Call
66 ABBVIE INC 196,600 11,356 0.36%
67 SPDR SERIES TRUST 292,700 10,768 0.34% Put
68 ENVISION HEALTHCARE HLDGS INC 309,325 10,727 0.34%
69 EXXON MOBIL CORP 113,000 10,628 0.33% Put
70 GULFPORT ENERGY CORP 198,732 10,612 0.33%
71 AT&T INC 300,000 10,572 0.33% Put
72 HUBBELL INC CL A 83,601 10,380 0.33%
73 INTL PAPER CO 215,500 10,288 0.32%
74 CHESAPEAKE ENERGY CORP 10,000,000 10,108 0.32% PRN
75 CF INDS HLDGS INC 34,000 9,493 0.30%
76 ICONIX BRAND GROUP INC 2.5% 06/01/2016 7,500,000 9,488 0.30% PRN
77 ISHARES SILVER TR 561,550 9,181 0.29%
78 LEVEL 3 COMM 200,000 9,146 0.29% Put
79 SELECT SECTOR SPDR TR 100,000 9,062 0.29% Put
80 COACH INC 250,000 8,903 0.28% Call
81 NTELOS HLDGS CORPCOM NEW 808,439 8,602 0.27%
82 NOKIA CORP 1,012,500 8,566 0.27% Put
83 ISHARES TR 204,000 8,478 0.27% Put
84 AT&T INC 240,000 8,458 0.27%
85 WILLIAMS COS INC DEL 150,000 8,303 0.26% Call
86 KKR & CO LP COMMON UNITS 360,000 8,028 0.25% Call
87 ISHARES TR 114,000 7,310 0.23% Put
88 ZIONS BANCORPORATION 1,415,395 7,219 0.23%
89 INTEL CORP 200,000 6,964 0.22% Put
90 GENERAL ELECTRIC CO 265,000 6,789 0.21% Put
91 MGM RESORTS INTERNATIONAL 294,300 6,704 0.21% Put
92 BED BATH & BEYOND INC 100,000 6,583 0.21% Call
93 FREEPORT-MCMORAN INC 200,000 6,530 0.21% Call
94 BAKER HUGHES INC 100,000 6,506 0.20% Call
95 SYNOPSYS INC 231,229 6,146 0.19%
96 BANK AMER CORP 354,616 6,046 0.19%
97 INTL PAPER CO 122,700 5,858 0.18% Call
98 MCDONALDS CORP 60,000 5,689 0.18% Put
99 CITRIX SYS INC 75,000 5,351 0.17%
100 SPDR SERIES TRUST 145,163 5,341 0.17%
Page 2 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 196,600 11,356 0.36%
2 AIR PRODS & CHEMS INC 451,175 58,734 1.85%
3 ALCOA INC 5,000 252 0.01%
4 ALIBABA GROUP HLDG LTD 5,000 444 0.01%
5 ALTRIA GROUP INC 39,800 1,828 0.06%
6 AMERICAN AIRLS GROUP INC 6,858 243 0.01%
7 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
8 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
9 AMSURG CORP 2,201 235 0.01%
10 ANGLOGOLD ASHANTI LIMITED 270,000 3,240 0.10% Call
11 ANGLOGOLD ASHANTI LIMITED 50,000 600 0.02% Put
12 ANGLOGOLD ASHANTI LIMITED 31,387 377 0.01%
13 APPLE INC 974,900 98,221 3.09% Put
14 APPLE INC 286,300 28,845 0.91% Call
15 APPLIED MATLS INC 100,000 2,161 0.07% Call
16 APPLIED MATLS INC 21,000 454 0.01%
17 ARAMARK 931,937 24,510 0.77%
18 ARCELORMITTAL SA LUXEMBOURG 43,085 590 0.02%
19 ARCELORMITTAL SA LUXEMBOURG 4,976,785 105,159 3.31%
20 ARCELORMITTAL SA LUXEMBOURG 700 10 0.00% Call
21 ARCELORMITTAL SA LUXEMBOURG 11,639 246 0.01%
22 ARCELORMITTAL SA LUXEMBOURG 316,400 4,332 0.14% Call
23 ARCHER DANIELS MIDLAND CO 50,000 2,555 0.08% Call
24 ARMSTRONG WORLD INDS INC NEW COM 415,365 23,260 0.73%
25 AT&T INC 240,000 8,458 0.27%
26 AT&T INC 300,000 10,572 0.33% Put
27 Allergan plc 323,971 57,728 1.82%
28 B/E AEROSPACE INC 252,658 21,208 0.67%
29 BAKER HUGHES INC 35,000 2,277 0.07% Put
30 BAKER HUGHES INC 100,000 6,506 0.20% Call
31 BANK AMER CORP 10,000 171 0.01% Call
32 BANK AMER CORP 820,000 13,981 0.44% Put
33 BANK AMER CORP 11,400 194 0.01%
34 BANK AMER CORP 1,155,000 19,693 0.62% Call
35 BANK AMER CORP 354,616 6,046 0.19% Call
36 BANK AMER CORP 5,000 85 0.00% Put
37 BED BATH & BEYOND INC 100,000 6,583 0.21% Call
38 BERRY PLASTICS GROUP INC 2,707,087 68,327 2.15%
39 BHP BILLITON LTD 7,006 413 0.01%
40 BHP BILLITON LTD 50,000 2,944 0.09% Put
41 BHP BILLITON LTD 50,000 2,944 0.09% Call
42 BIOSCRIP INC 2,279,426 15,751 0.50%
43 BUFFALO WILD WINGS INC 1,000 134 0.00% Put
44 BUFFALO WILD WINGS INC 1,000 134 0.00% Call
45 BUFFALO WILD WINGS INC 692 93 0.00%
46 CAPITOL ACQUISITION CORP II 11,200 110 0.00%
47 CARNIVAL PLC 832,794 33,270 1.05%
48 CARNIVAL PLC 8,100 324 0.01%
49 CATHAY GEN BANCORP 500,000 3,580 0.11%
50 CEL SCI CORP 20,000 4 0.00%
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