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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 LEVEL 3 COMM 30,000 1,372 0.04% Call
152 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
153 LUMOS NETWORKS CORP 20,564 334 0.01%
154 MCDONALDS CORP 60,000 5,689 0.18% Put
155 MEDIA GENERAL, INC. 1,000,374 13,115 0.41%
156 METHANEX CORP 442,940 29,588 0.93%
157 MGM RESORTS INTERNATIONAL 200,000 253 0.01% PRN
158 MGM RESORTS INTERNATIONAL 294,300 6,704 0.21% Put
159 MGM RESORTS INTERNATIONAL 11,000,000 13,912 0.44% PRN
160 MICRON TECHNOLOGY INC 392,477 13,446 0.42%
161 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
162 MICRON TECHNOLOGY INC SR SB CV NT 3 43 200,000 263 0.01% PRN
163 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
164 MICROSOFT CORP 326,800 15,150 0.48% Call
165 MICROSOFT CORP 16,938 785 0.02%
166 MICROSOFT CORP 755,000 35,002 1.10% Put
167 MOLINA HEALTHCARE INC 11,800,000 11,819 0.37% PRN
168 MONSANTO CO NEW 301,600 33,933 1.07% Call
169 MORGAN STANLEY 80,000 2,766 0.09% Put
170 MORGAN STANLEY 22,600 781 0.02%
171 Mechel Open Joint Stock Co. AD 1,000,000 1,130 0.04% Call
172 Mentor Graphics Corp 200,000 234 0.01% PRN
173 Monster Beverage Corpo 233,344 21,391 0.67%
174 NEWMONT CORP 30,000 692 0.02% Call
175 NEWMONT CORP 60,000 1,383 0.04% Put
176 NEWMONT CORP 11,200 258 0.01%
177 NEXTERA ENERGY INC 400 38 0.00% Put
178 NEXTERA ENERGY INC 29,600 2,779 0.09% Put
179 NOKIA CORP 1,012,500 8,566 0.27% Put
180 NOKIA CORP 257,874 2,182 0.07%
181 NTELOS HLDGS CORPCOM NEW 808,439 8,602 0.27%
182 National Australia Bank ADR 1,174,015 53,406 1.68%
183 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
184 OSI SYSTEMS INC COM 604,167 38,353 1.21%
185 PACKAGING CORP AMER 78,256 4,994 0.16%
186 PEPSICO INC 25,000 2,327 0.07% Call
187 PEPSICO INC 2,000 186 0.01%
188 POST HLDGS INC 81,300 2,698 0.08% Put
189 POST HLDGS INC 1,200 40 0.00% Put
190 PROCTER AND GAMBLE CO 200,000 16,748 0.53% Put
191 QEP RES INC 920,367 28,329 0.89%
192 RACKSPACE HOSTING INC 2,298,898 74,829 2.35%
193 RED HAT INC 3,598 202 0.01%
194 RICE ENERGY INCORPORATED 7,000 186 0.01%
195 RICE ENERGY INCORPORATED 50,000 1,330 0.04% Call
196 RSX - Market Vectors Russia ETF 200,000 4,474 0.14% Put
197 SALIX PHARMACEUTICALS INC 33,729 5,270 0.17%
198 SANDISK CORP 150,000 289 0.01% PRN
199 SELECT SECTOR SPDR TR 92,900 2,152 0.07% Put
200 SELECT SECTOR SPDR TR 11,083 1,004 0.03%
Page 4 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SELECT SECTOR SPDR TR 18,050,200 418,223 13.16% Put
2 SPDR S&P 500 ETF TR 1,023,000 201,551 6.34% Put
3 SPDR S&P 500 ETF TR 555,000 109,346 3.44% Put
4 ARCELORMITTAL SA LUXEMBOURG 4,976,785 105,159 3.31%
5 APPLE INC 974,900 98,221 3.09% Put
6 RACKSPACE HOSTING INC 2,298,898 74,829 2.35%
7 BERRY PLASTICS GROUP INC 2,707,087 68,327 2.15%
8 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
9 COMCAST CORP NEW 1,195,800 64,310 2.02% Call
10 AIR PRODS & CHEMS INC 451,175 58,734 1.85%
11 Allergan plc 323,971 57,728 1.82%
12 ENPRO INDS INC COM 904,126 54,727 1.72%
13 National Australia Bank ADR 1,174,015 53,406 1.68%
14 ISHARES TR 718,300 49,706 1.56% Put
15 SPDR S&P 500 ETF TR 240,000 47,285 1.49% Call
16 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
17 GENCORP INC 2,754,705 43,993 1.38%
18 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
19 OSI SYSTEMS INC COM 604,167 38,353 1.21%
20 DIGITALGLOBE INC 1,237,645 35,273 1.11%
21 MICROSOFT CORP 755,000 35,002 1.10% Put
22 MONSANTO CO NEW 301,600 33,933 1.07% Call
23 CARNIVAL PLC 832,794 33,270 1.05%
24 JARDEN CORP 548,800 32,988 1.04%
25 HUBBELL INC CLASS B 271,729 32,751 1.03%
26 UNITED PARCEL SERVICE INC 330,000 32,436 1.02% Call
27 VIACOM INC NEW 396,430 30,529 0.96%
28 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
29 METHANEX CORP 442,940 29,588 0.93%
30 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
31 APPLE INC 286,300 28,845 0.91% Call
32 QEP RES INC 920,367 28,329 0.89%
33 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
34 ARAMARK 931,937 24,510 0.77%
35 ARMSTRONG WORLD INDS INC NEW COM 415,365 23,260 0.73%
36 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
37 GOOGLE INC 37,488 21,644 0.68%
38 Monster Beverage Corpo 233,344 21,391 0.67%
39 B/E AEROSPACE INC 252,658 21,208 0.67%
40 TESLA INC 10,000,000 20,167 0.63% PRN
41 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
42 BANK AMER CORP 1,155,000 19,693 0.62% Call
43 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
44 PROCTER AND GAMBLE CO 200,000 16,748 0.53% Put
45 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
46 WISDOMTREE TR 734,400 16,091 0.51% Put
47 BIOSCRIP INC 2,279,426 15,751 0.50%
48 VAIL RESORTS INC 178,721 15,506 0.49%
49 FREEPORT-MCMORAN INC 470,000 15,346 0.48% Put
50 ISHARES TR 400,000 15,312 0.48% Put
Page 1 of 6