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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SELECT SECTOR SPDR TR 18,050,200 418,223 13.16% Put
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
3 HEALTH CARE REIT INC 12,037,000 14,748 0.46% PRN
4 MOLINA HEALTHCARE INC 11,800,000 11,819 0.37% PRN
5 MGM RESORTS INTERNATIONAL 11,000,000 13,912 0.44% PRN
6 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
7 TESLA INC 10,000,000 20,167 0.63% PRN
8 CHESAPEAKE ENERGY CORP 10,000,000 10,108 0.32% PRN
9 ICONIX BRAND GROUP INC 2.5% 06/01/2016 7,500,000 9,488 0.30% PRN
10 ARCELORMITTAL SA LUXEMBOURG 4,976,785 105,159 3.31%
11 INSULET CORP 2 06/15/2019 4,324,000 4,613 0.15% PRN
12 GLOBALSTAR INC 3,362,991 12,309 0.39%
13 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
14 GENCORP INC 2,754,705 43,993 1.38%
15 BERRY PLASTICS GROUP INC 2,707,087 68,327 2.15%
16 RACKSPACE HOSTING INC 2,298,898 74,829 2.35%
17 BIOSCRIP INC 2,279,426 15,751 0.50%
18 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
19 ZIONS BANCORPORATION 1,415,395 7,219 0.23%
20 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
21 DIGITALGLOBE INC 1,237,645 35,273 1.11%
22 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
23 COMCAST CORP NEW 1,195,800 64,310 2.02% Call
24 National Australia Bank ADR 1,174,015 53,406 1.68%
25 BANK AMER CORP 1,155,000 19,693 0.62% Call
26 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
27 SPDR S&P 500 ETF TR 1,023,000 201,551 6.34% Put
28 NOKIA CORP 1,012,500 8,566 0.27% Put
29 MEDIA GENERAL, INC. 1,000,374 13,115 0.41%
30 Mechel Open Joint Stock Co. AD 1,000,000 1,130 0.04% Call
31 APPLE INC 974,900 98,221 3.09% Put
32 ARAMARK 931,937 24,510 0.77%
33 QEP RES INC 920,367 28,329 0.89%
34 ENPRO INDS INC COM 904,126 54,727 1.72%
35 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
36 CARNIVAL PLC 832,794 33,270 1.05%
37 BANK AMER CORP 820,000 13,981 0.44% Put
38 NTELOS HLDGS CORPCOM NEW 808,439 8,602 0.27%
39 MICROSOFT CORP 755,000 35,002 1.10% Put
40 WISDOMTREE TR 734,400 16,091 0.51% Put
41 ISHARES TR 718,300 49,706 1.56% Put
42 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
43 OSI SYSTEMS INC COM 604,167 38,353 1.21%
44 ISHARES SILVER TR 561,550 9,181 0.29%
45 SPDR S&P 500 ETF TR 555,000 109,346 3.44% Put
46 JARDEN CORP 548,800 32,988 1.04%
47 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
48 CATHAY GEN BANCORP 500,000 3,580 0.11%
49 KINROSS GOLD CORP 500,000 1,650 0.05% Call
50 FREEPORT-MCMORAN INC 470,000 15,346 0.48% Put
Page 1 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SELECT SECTOR SPDR TR 18,050,200 418,223 13.16% Put
2 SPDR S&P 500 ETF TR 1,023,000 201,551 6.34% Put
3 SPDR S&P 500 ETF TR 555,000 109,346 3.44% Put
4 ARCELORMITTAL SA LUXEMBOURG 4,976,785 105,159 3.31%
5 APPLE INC 974,900 98,221 3.09% Put
6 RACKSPACE HOSTING INC 2,298,898 74,829 2.35%
7 BERRY PLASTICS GROUP INC 2,707,087 68,327 2.15%
8 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
9 COMCAST CORP NEW 1,195,800 64,310 2.02% Call
10 AIR PRODS & CHEMS INC 451,175 58,734 1.85%
11 Allergan plc 323,971 57,728 1.82%
12 ENPRO INDS INC COM 904,126 54,727 1.72%
13 National Australia Bank ADR 1,174,015 53,406 1.68%
14 ISHARES TR 718,300 49,706 1.56% Put
15 SPDR S&P 500 ETF TR 240,000 47,285 1.49% Call
16 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
17 GENCORP INC 2,754,705 43,993 1.38%
18 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
19 OSI SYSTEMS INC COM 604,167 38,353 1.21%
20 DIGITALGLOBE INC 1,237,645 35,273 1.11%
21 MICROSOFT CORP 755,000 35,002 1.10% Put
22 MONSANTO CO NEW 301,600 33,933 1.07% Call
23 CARNIVAL PLC 832,794 33,270 1.05%
24 JARDEN CORP 548,800 32,988 1.04%
25 HUBBELL INC CLASS B 271,729 32,751 1.03%
26 UNITED PARCEL SERVICE INC 330,000 32,436 1.02% Call
27 VIACOM INC NEW 396,430 30,529 0.96%
28 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
29 METHANEX CORP 442,940 29,588 0.93%
30 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
31 APPLE INC 286,300 28,845 0.91% Call
32 QEP RES INC 920,367 28,329 0.89%
33 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
34 ARAMARK 931,937 24,510 0.77%
35 ARMSTRONG WORLD INDS INC NEW COM 415,365 23,260 0.73%
36 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
37 GOOGLE INC 37,488 21,644 0.68%
38 Monster Beverage Corpo 233,344 21,391 0.67%
39 B/E AEROSPACE INC 252,658 21,208 0.67%
40 TESLA INC 10,000,000 20,167 0.63% PRN
41 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
42 BANK AMER CORP 1,155,000 19,693 0.62% Call
43 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
44 PROCTER AND GAMBLE CO 200,000 16,748 0.53% Put
45 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
46 WISDOMTREE TR 734,400 16,091 0.51% Put
47 BIOSCRIP INC 2,279,426 15,751 0.50%
48 VAIL RESORTS INC 178,721 15,506 0.49%
49 FREEPORT-MCMORAN INC 470,000 15,346 0.48% Put
50 ISHARES TR 400,000 15,312 0.48% Put
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