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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SELECT SECTOR SPDR TR 18,050,200 418,223 13.16% Put
2 SPDR S&P 500 ETF TR 1,023,000 201,551 6.34% Put
3 SPDR S&P 500 ETF TR 555,000 109,346 3.44% Put
4 ARCELORMITTAL SA LUXEMBOURG 4,976,785 105,159 3.31%
5 APPLE INC 974,900 98,221 3.09% Put
6 RACKSPACE HOSTING INC 2,298,898 74,829 2.35%
7 BERRY PLASTICS GROUP INC 2,707,087 68,327 2.15%
8 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
9 COMCAST CORP NEW 1,195,800 64,310 2.02% Call
10 AIR PRODS & CHEMS INC 451,175 58,734 1.85%
11 Allergan plc 323,971 57,728 1.82%
12 ENPRO INDS INC COM 904,126 54,727 1.72%
13 National Australia Bank ADR 1,174,015 53,406 1.68%
14 ISHARES TR 718,300 49,706 1.56% Put
15 SPDR S&P 500 ETF TR 240,000 47,285 1.49% Call
16 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
17 GENCORP INC 2,754,705 43,993 1.38%
18 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
19 OSI SYSTEMS INC COM 604,167 38,353 1.21%
20 DIGITALGLOBE INC 1,237,645 35,273 1.11%
21 MICROSOFT CORP 755,000 35,002 1.10% Put
22 MONSANTO CO NEW 301,600 33,933 1.07% Call
23 CARNIVAL PLC 832,794 33,270 1.05%
24 JARDEN CORP 548,800 32,988 1.04%
25 HUBBELL INC CLASS B 271,729 32,751 1.03%
26 UNITED PARCEL SERVICE INC 330,000 32,436 1.02% Call
27 VIACOM INC NEW 396,430 30,529 0.96%
28 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
29 METHANEX CORP 442,940 29,588 0.93%
30 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
31 APPLE INC 286,300 28,845 0.91% Call
32 QEP RES INC 920,367 28,329 0.89%
33 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
34 ARAMARK 931,937 24,510 0.77%
35 ARMSTRONG WORLD INDS INC NEW COM 415,365 23,260 0.73%
36 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
37 GOOGLE INC 37,488 21,644 0.68%
38 Monster Beverage Corpo 233,344 21,391 0.67%
39 B/E AEROSPACE INC 252,658 21,208 0.67%
40 TESLA INC 10,000,000 20,167 0.63% PRN
41 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
42 BANK AMER CORP 1,155,000 19,693 0.62% Call
43 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
44 PROCTER AND GAMBLE CO 200,000 16,748 0.53% Put
45 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
46 WISDOMTREE TR 734,400 16,091 0.51% Put
47 BIOSCRIP INC 2,279,426 15,751 0.50%
48 VAIL RESORTS INC 178,721 15,506 0.49%
49 FREEPORT-MCMORAN INC 470,000 15,346 0.48% Put
50 ISHARES TR 400,000 15,312 0.48% Put
Page 1 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
201 MICRON TECHNOLOGY INC 392,477 13,446 0.42%
202 YAHOO INC 330,000 13,448 0.42% Put
203 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 150,000 13,793 0.43% Put
204 MGM RESORTS INTERNATIONAL 11,000,000 13,912 0.44% PRN
205 BANK AMER CORP 820,000 13,981 0.44% Put
206 HEALTH CARE REIT INC 12,037,000 14,748 0.46% PRN
207 MICROSOFT CORP 326,800 15,150 0.48% Call
208 ISHARES TR 400,000 15,312 0.48% Put
209 FREEPORT-MCMORAN INC 470,000 15,346 0.48% Put
210 VAIL RESORTS INC 178,721 15,506 0.49%
211 BIOSCRIP INC 2,279,426 15,751 0.50%
212 WISDOMTREE TR 734,400 16,091 0.51% Put
213 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
214 PROCTER AND GAMBLE CO 200,000 16,748 0.53% Put
215 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
216 BANK AMER CORP 1,155,000 19,693 0.62% Call
217 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
218 TESLA INC 10,000,000 20,167 0.63% PRN
219 B/E AEROSPACE INC 252,658 21,208 0.67%
220 Monster Beverage Corpo 233,344 21,391 0.67%
221 GOOGLE INC 37,488 21,644 0.68%
222 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
223 ARMSTRONG WORLD INDS INC NEW COM 415,365 23,260 0.73%
224 ARAMARK 931,937 24,510 0.77%
225 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
226 QEP RES INC 920,367 28,329 0.89%
227 APPLE INC 286,300 28,845 0.91% Call
228 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
229 METHANEX CORP 442,940 29,588 0.93%
230 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
231 VIACOM INC NEW 396,430 30,529 0.96%
232 UNITED PARCEL SERVICE INC 330,000 32,436 1.02% Call
233 HUBBELL INC CLASS B 271,729 32,751 1.03%
234 JARDEN CORP 548,800 32,988 1.04%
235 CARNIVAL PLC 832,794 33,270 1.05%
236 MONSANTO CO NEW 301,600 33,933 1.07% Call
237 MICROSOFT CORP 755,000 35,002 1.10% Put
238 DIGITALGLOBE INC 1,237,645 35,273 1.11%
239 OSI SYSTEMS INC COM 604,167 38,353 1.21%
240 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
241 GENCORP INC 2,754,705 43,993 1.38%
242 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
243 SPDR S&P 500 ETF TR 240,000 47,285 1.49% Call
244 ISHARES TR 718,300 49,706 1.56% Put
245 National Australia Bank ADR 1,174,015 53,406 1.68%
246 ENPRO INDS INC COM 904,126 54,727 1.72%
247 Allergan plc 323,971 57,728 1.82%
248 AIR PRODS & CHEMS INC 451,175 58,734 1.85%
249 COMCAST CORP NEW 1,195,800 64,310 2.02% Call
250 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
Page 5 of 6