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Institutional Investment Manager
Stevens First Principles Investment Advisors
Stevens First Principles Investment Advisors (CIK: 0001388076) incorporated in California, located at 4100 Newport Place Drive, Suite 250, Newport Beach, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 142 holdings with a total value of $123,894,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CHEMOURS CO 60 0 0.00%
2 NUVEEN CALIFORNIA AMT QLT MU 78 1,000 0.00%
3 ISHARES TR 10 1,000 0.00%
4 VANGUARD INDEX FDS 7 1,000 0.00%
5 PHOTOMEDEX INC COM PAR $0.01 1,047 1,000 0.00%
6 MANNKIND CORP 5,000 1,000 0.00% Call
7 MADDEN STEVEN LTD COM 37 1,000 0.00%
8 VANGUARD BD INDEX FDS 30 2,000 0.00%
9 HERSHEY CO 25 2,000 0.00%
10 AGL Resources Inc 45 3,000 0.00%
11 SNAP ON INC 22 3,000 0.00%
12 NORTHROP GRUMMAN CORP 19 4,000 0.00%
13 SHERWIN WILLIAMS CO 14 4,000 0.00%
14 JARDEN CORP 69 4,000 0.00%
15 ABBVIE INC 95 5,000 0.00%
16 ALLERGAN PLC 17 5,000 0.00%
17 BAXTER INTL INC 140 6,000 0.00%
18 CELGENE CORP 55 6,000 0.00%
19 BAXALTA INC COM 140 6,000 0.00%
20 CONAGRA BRANDS INC 130 6,000 0.00%
21 NATIONAL OILWELL VARCO INC 215 7,000 0.01%
22 DIAGEO P L C 70 8,000 0.01%
23 MARATHON OIL CORP 688 8,000 0.01%
24 VISA INC 108 8,000 0.01%
25 AFLAC INC 120 8,000 0.01%
26 ALPHABET INC 12 9,000 0.01%
27 LOCKHEED MARTIN CORP 44 10,000 0.01%
28 NIKE INC 200 12,000 0.01%
29 SIRIUS XM HOLDINGS INC 3,500 14,000 0.01%
30 HOLLYFRONTIER CORP 387 14,000 0.01%
31 EXELON CORP 400 14,000 0.01%
32 WISDOMTREE TR 273 14,000 0.01%
33 THERMO FISHER SCIENTIFIC INC 100 14,000 0.01%
34 EXPRESS SCRIPTS HLDG CO 238 16,000 0.01%
35 SPDR SER TR 300 17,000 0.01%
36 PROCTER AND GAMBLE CO 201 17,000 0.01%
37 ALPHABET INC 24 18,000 0.01%
38 METLIFE INC 460 20,000 0.02%
39 NETFLIX INC 200 20,000 0.02%
40 JOHNSON & JOHNSON 191 21,000 0.02%
41 ISHARES TR 251 21,000 0.02%
42 CHEVRON CORP NEW 254 24,000 0.02%
43 BERKSHIRE HATHAWAY INC DEL 180 26,000 0.02%
44 SOUTHERN CO 500 26,000 0.02%
45 SUN LIFE FINL INC 875 28,000 0.02%
46 SPDR SER TR 367 29,000 0.02%
47 SEMPRA ENERGY 300 31,000 0.03%
48 Call (yhoo) Yahoo Inc Apr 15 16 $35 (100 14,000 32,000 0.03% Call
49 HOME DEPOT INC 254 34,000 0.03%
50 COSTCO WHSL CORP NEW 213 34,000 0.03%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-011546, filed 2016.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.