Dark
Light
System
Institutional Investment Manager
Stevens First Principles Investment Advisors
Stevens First Principles Investment Advisors (CIK: 0001388076) incorporated in California, located at 4100 Newport Place Drive, Suite 250, Newport Beach, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001214659-16-014363) filed in 2016.11.02
#
Name
Shares
Value ($)
%
Options
Notes
51 EXELON CORP 400 13 0.01%
52 EXPRESS SCRIPTS HLDG CO 238 17 0.01%
53 EXXON MOBIL CORP 32,680 2,852 2.06%
54 FACEBOOK INC 3,050 391 0.28%
55 GENERAL DYNAMICS CORP 7,740 1,201 0.87%
56 GENERAL ELECTRIC CO 88,918 2,634 1.90%
57 GILEAD SCIENCES INC 13,270 1,050 0.76%
58 GLAXOSMITHKLINE PLC 37,223 1,605 1.16%
59 HASBRO INC 8,063 640 0.46%
60 HERSHEY CO 25 2 0.00%
61 HOLLYFRONTIER CORP 387 9 0.01%
62 HOME DEPOT INC 254 33 0.02%
63 HONEYWELL INTL INC 1,242 145 0.10%
64 IMPERIAL OIL LTD 5,450 170 0.12%
65 ISHARES TR 281 24 0.02%
66 ISHARES TR 6 1 0.00%
67 ISHARES TR 10 1 0.00%
68 ISHARES TR 85,015 2,342 1.69%
69 JOHNSON & JOHNSON 191 23 0.02%
70 JUNIPER NETWORKS 5,000 120 0.09%
71 KAMAN CORP COM 5,170 227 0.16%
72 KIMBERLY CLARK CORP 1,600 202 0.15%
73 LIMONEIRA CO 4,170 79 0.06%
74 LOCKHEED MARTIN CORP 44 11 0.01%
75 MADDEN STEVEN LTD COM 37 1 0.00%
76 MANNKIND CORP. 5,000 0 0.00% Call
77 MARATHON OIL CORP 688 11 0.01%
78 MCKESSON CORP 3,100 517 0.37%
79 MEDTRONIC PLC 2,771 239 0.17%
80 MERCK & CO INC 960 60 0.04%
81 METLIFE INC 460 20 0.01%
82 MICROSOFT CORP 1,755 101 0.07%
83 MONDELEZ INTL INC 51,045 2,241 1.62%
84 MONSANTO CO NEW 5,245 536 0.39%
85 MOOG INC CL A 23,364 1,391 1.00%
86 MUELLER WTR PRODUCTS INCORPORATED COM SER A 5,500 69 0.05%
87 NATIONAL OILWELL VARCO INC 215 8 0.01%
88 NETFLIX INC 200 20 0.01%
89 NEWELL BRANDS 59 3 0.00%
90 NEXTERA ENERGY INC 32,833 4,016 2.90%
91 NIKE INC 200 11 0.01%
92 NORFOLK SOUTHERN CORP 40,656 3,946 2.85%
93 NORTHROP GRUMMAN CORP 19 4 0.00%
94 NOVARTIS A G 44,866 3,543 2.55%
95 NUVEEN CA QUALTY MUN INCOME 1,100 18 0.01%
96 NUVEEN MUN VALUE FD INC 221,293 2,343 1.69%
97 OCCIDENTAL PETE CORP DEL 345 25 0.02%
98 OIL-DRI CORP OF AMERICA WITH STOCK SPLIT SHARES 1,430 54 0.04%
99 PAYPAL HLDGS INC 169,085 6,927 4.99%
100 PEPSICO INC 22,569 2,491 1.80%
Page 2 of 4