Dark
Light
System
Institutional Investment Manager
Stevens First Principles Investment Advisors
Stevens First Principles Investment Advisors (CIK: 0001388076) incorporated in California, located at 4100 Newport Place Drive, Suite 250, Newport Beach, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001214659-16-014363) filed in 2016.11.02
#
Name
Shares
Value ($)
%
Options
Notes
51 AMGEN INC 600 100 0.07%
52 MARATHON OIL CORP 688 11 0.01%
53 CHUBB LIMITED 721 91 0.07%
54 ROYAL DUTCH SHELL PLC 750 38 0.03%
55 BRISTOL MYERS SQUIBB CO 777 42 0.03%
56 TEVA PHARMACEUTICAL INDS LTD 891 41 0.03%
57 MERCK & CO INC 960 60 0.04%
58 UNION PAC CORP 1,080 105 0.08%
59 NUVEEN CA QUALTY MUN INCOME 1,100 18 0.01%
60 HONEYWELL INTL INC 1,242 145 0.10%
61 AON PLC 1,270 143 0.10%
62 OIL-DRI CORP OF AMERICA WITH STOCK SPLIT SHARES 1,430 54 0.04%
63 SUN LIFE FINL INC 1,480 48 0.03%
64 CST BRANDS INC 1,500 72 0.05%
65 KIMBERLY CLARK CORP 1,600 202 0.15%
66 DISNEY WALT CO 1,623 151 0.11%
67 TEXTRON INC 1,650 66 0.05%
68 STARBUCKS CORP 1,700 92 0.07%
69 MICROSOFT CORP 1,755 101 0.07%
70 TRINITY INDS INC 1,835 44 0.03%
71 SYNGENTA AG 1,850 162 0.12%
72 WASHINGTON FED INC 1,855 49 0.04%
73 PPL CORP 1,865 64 0.05%
74 ENPHASE ENERGY INC 1,965 2 0.00%
75 ROSS STORES INC 2,200 141 0.10%
76 SCOTTS MIRACLE-GRO CO 2,430 202 0.15%
77 CHECK POINT SOFTWARE TECH LT 2,565 199 0.14%
78 WILEY JOHN SONS INC 2,650 137 0.10%
79 MEDTRONIC PLC 2,771 239 0.17%
80 FACEBOOK INC 3,050 391 0.28%
81 MCKESSON CORP 3,100 517 0.37%
82 SPROUTS FMRS MKT INC 3,230 67 0.05%
83 EDWARDS LIFESCIENCES CORP 3,276 395 0.28%
84 VIACOM INC NEW 3,385 129 0.09%
85 SIRIUS XM HOLDINGS INC 3,500 15 0.01%
86 AVISTA CORP 3,890 163 0.12%
87 POWERSHS DB US DOLLAR INDEX 4,000 99 0.07%
88 LIMONEIRA CO 4,170 79 0.06%
89 BGC PARTNERS INC 4,700 41 0.03%
90 SPDR S&P 500 ETF TR 4,754 1,028 0.74%
91 JUNIPER NETWORKS 5,000 120 0.09%
92 ROYAL GOLD INC 5,000 387 0.28%
93 MANNKIND CORP. 5,000 0 0.00% Call
94 KAMAN CORP COM 5,170 227 0.16%
95 MONSANTO CO NEW 5,245 536 0.39%
96 IMPERIAL OIL LTD 5,450 170 0.12%
97 VCA INCORPORATED 5,475 383 0.28%
98 MUELLER WTR PRODUCTS INCORPORATED COM SER A 5,500 69 0.05%
99 CKX LANDS INC 5,560 59 0.04%
100 APPLE INC CALL 5,700 94 0.07% Call
Page 2 of 4