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Institutional Investment Manager
Stevens First Principles Investment Advisors
Stevens First Principles Investment Advisors (CIK: 0001388076) incorporated in California, located at 4100 Newport Place Drive, Suite 250, Newport Beach, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001214659-16-014363) filed in 2016.11.02
#
Name
Shares
Value ($)
%
Options
Notes
1 MANNKIND CORP. 5,000 0 0.00% Call
2 PHOTOMEDEX INC COM PAR $0.01 209 0 0.00%
3 SPDR SERIES TRUST 20 0 0.00%
4 ISHARES TR 10 1 0.00%
5 SCHWAB U.S. SMALL-CAP ETF 17 1 0.00%
6 CHINA FD INC 65 1 0.00%
7 MADDEN STEVEN LTD COM 37 1 0.00%
8 ISHARES TR 6 1 0.00%
9 VANGUARD INDEX FDS 10 2 0.00%
10 HERSHEY CO 25 2 0.00%
11 ENPHASE ENERGY INC 1,965 2 0.00%
12 SNAP ON INC 22 3 0.00%
13 NEWELL BRANDS 59 3 0.00%
14 NORTHROP GRUMMAN CORP 19 4 0.00%
15 SHIRE PLC 19 4 0.00%
16 VANGUARD INDEX FDS 50 4 0.00%
17 SHERWIN WILLIAMS CO 14 4 0.00%
18 ALLERGAN PLC 20 5 0.00%
19 CONAGRA BRANDS INC 130 6 0.00%
20 BAXTER INTL INC 120 6 0.00%
21 ABBVIE INC 95 6 0.00%
22 DIAGEO P L C 50 6 0.00%
23 CELGENE CORP 55 6 0.00%
24 NATIONAL OILWELL VARCO INC 215 8 0.01%
25 VANGUARD BD INDEX FDS 95 8 0.01%
26 ALPHABET INC 12 9 0.01%
27 VISA INC 108 9 0.01%
28 HOLLYFRONTIER CORP 387 9 0.01%
29 AFLAC INC 120 9 0.01%
30 NIKE INC 200 11 0.01%
31 MARATHON OIL CORP 688 11 0.01%
32 LOCKHEED MARTIN CORP 44 11 0.01%
33 EXELON CORP 400 13 0.01%
34 SIRIUS XM HOLDINGS INC 3,500 15 0.01%
35 THERMO FISHER SCIENTIFIC INC 100 16 0.01%
36 EXPRESS SCRIPTS HLDG CO 238 17 0.01%
37 SPDR SER TR 300 17 0.01%
38 NUVEEN CA QUALTY MUN INCOME 1,100 18 0.01%
39 ALPHABET INC 24 19 0.01%
40 METLIFE INC 460 20 0.01%
41 WISDOMTREE TR 373 20 0.01%
42 NETFLIX INC 200 20 0.01%
43 JOHNSON & JOHNSON 191 23 0.02%
44 ISHARES TR 281 24 0.02%
45 OCCIDENTAL PETE CORP DEL 345 25 0.02%
46 SOUTHERN CO 500 26 0.02%
47 CHEVRON CORP NEW 254 26 0.02%
48 BERKSHIRE HATHAWAY INC DEL 180 26 0.02%
49 ALASKA AIR GROUP INC 405 27 0.02%
50 SPDR SER TR 363 31 0.02%
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