| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AXION PWR INTL INC | 13,000 | 0 | 0.00% | ||
| 2 | AXION PWR INTL INC | 167,911 | 7,000 | 0.00% | ||
| 3 | Real Goods Solar Cl A Class A | 112,008 | 30,000 | 0.00% | ||
| 4 | VRINGO INC | 51,087 | 33,000 | 0.00% | ||
| 5 | AR CAP ACQUISITION CORP | 98,300 | 44,000 | 0.00% | ||
| 6 | TRANSGENOMIC INC COM NEW | 37,800 | 55,000 | 0.00% | ||
| 7 | TERRAPIN 3 ACQUISITION CORP | 206,046 | 70,000 | 0.00% | ||
| 8 | Capnia, Inc. | 51,907 | 81,000 | 0.00% | ||
| 9 | MGT CAPITAL INVTS INC | 210,300 | 86,000 | 0.00% | ||
| 10 | JAKKS PACIFIC INC | 16,400 | 101,000 | 0.00% | ||
| 11 | AETERNA ZENTARIS INC | 286,360 | 154,000 | 0.00% | ||
| 12 | CLEAN ENERGY FUELS CORPORATION COM | 32,700 | 174,000 | 0.00% | ||
| 13 | OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 | 450,000 | 275,000 | 0.01% | ||
| 14 | CYBERARK SOFTWARE LTD | 5,000 | 278,000 | 0.01% | ||
| 15 | CYBERARK SOFTWARE LTD | 5,000 | 278,000 | 0.01% | Put | |
| 16 | FINJAN HLDGS INC | 137,556 | 283,000 | 0.01% | ||
| 17 | MARKET VECTORS VIETNAM ETF | 17,100 | 343,000 | 0.01% | Call | |
| 18 | CENVEO INC | 200,000 | 428,000 | 0.01% | ||
| 19 | EASTMAN KODAK CO | 30,100 | 572,000 | 0.02% | Put | |
| 20 | INVENTERGY GLOBAL INC | 1,239,600 | 767,000 | 0.02% | ||
| 21 | WISDOMTREE TR | 20,400 | 811,000 | 0.02% | Call | |
| 22 | BHP BILLITON LTD | 20,000 | 929,000 | 0.02% | ||
| 23 | TITAN INTL INC ILL COM | 109,922 | 1,029,000 | 0.03% | ||
| 24 | TAIWAN SEMICONDUCTOR MFG LTD | 45,000 | 1,057,000 | 0.03% | ||
| 25 | RICE ENERGY INCORPORATED | 49,000 | 1,066,000 | 0.03% | ||
| 26 | OFFICE DEPOT INC | 156,900 | 1,443,000 | 0.04% | Call | |
| 27 | ULTRA PETROLEUM CORP | 100,000 | 1,563,000 | 0.04% | Call | |
| 28 | PARSLEY ENERGY CLA A | 100,000 | 1,598,000 | 0.04% | ||
| 29 | SPORTSMANS WAREHOUSE | 200,000 | 1,598,000 | 0.04% | ||
| 30 | RADIAN GROUP INC | 1,000,000 | 1,603,000 | 0.04% | PRN | |
| 31 | STAPLES INC | 100,000 | 1,629,000 | 0.04% | Put | |
| 32 | ALPHA NATURAL RESOURCES | 1,672,739 | 1,673,000 | 0.04% | ||
| 33 | 1347 CAP CORP | 175,000 | 1,680,000 | 0.04% | ||
| 34 | RANGE RES CORP | 32,300 | 1,681,000 | 0.04% | ||
| 35 | PATTERSON UTI ENERGY INC | 100,000 | 1,878,000 | 0.05% | Call | |
| 36 | SANCHEZ ENERGY CORP COM | 150,000 | 1,952,000 | 0.05% | ||
| 37 | EQT CORP | 25,000 | 2,072,000 | 0.06% | ||
| 38 | VBI Vaccines Inc. | 820,378 | 2,133,000 | 0.06% | ||
| 39 | DIAMONDBACK ENERGY INC | 28,600 | 2,198,000 | 0.06% | ||
| 40 | DT ASIA INVTS LTD | 230,000 | 2,259,000 | 0.06% | ||
| 41 | XENIA HOTELS & RESORTS INC COM | 100,000 | 2,275,000 | 0.06% | ||
| 42 | PARSLEY ENERGY INC | 150,000 | 2,397,000 | 0.06% | Call | |
| 43 | SELECT SECTOR SPDR TR | 100,000 | 2,411,000 | 0.06% | Put | |
| 44 | ISHARES NASDAQ BIOTECHNOLOGY ETF | 5,000 | 2,774,000 | 0.07% | ||
| 45 | CHESAPEAKE ENERGY CORP | 200,000 | 2,832,000 | 0.08% | Put | |
| 46 | CONCHO RESOURCES | 25,000 | 2,898,000 | 0.08% | ||
| 47 | AMAZON COM INC | 8,000 | 2,977,000 | 0.08% | ||
| 48 | APACHE CORP | 50,000 | 3,017,000 | 0.08% | Call | |
| 49 | NABORS INDUSTRIES LTD | 222,400 | 3,036,000 | 0.08% | ||
| 50 | PETROLEO BRASILEIRO SA PETRO | 500,000 | 3,045,000 | 0.08% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-005689, filed 2015.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
