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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2551 BROCADE COMMUNICATIONS SYS I 13,724 162 0.00%
2552 WESTERN ASSET HGH YLD DFNDFD 10,255 162 0.00%
2553 BARINGS PARTN INVS TRUST 12,111 160 0.00%
2554 NEUBERGER BERMAN INTER MUNI 10,264 160 0.00%
2555 NUVEEN SELECT TAX FREE INCM 3 SH BEN INT 11,082 158 0.00%
2556 Virtus Insight Tr Emrg Mkt Opps Cl I 15,829 157 0.00%
2557 CAPITOL FED FINL INC 12,284 157 0.00%
2558 ATLAS RESOURCES PARTNERS LP 14,616 156 0.00%
2559 Arrowhead Pharma Inc 21,182 156 0.00%
2560 BLACKROCK MUNI INCOME INV QL 10,741 154 0.00%
2561 MORGAN STANLEY 11,340 154 0.00%
2562 ABERDEEN CHILE FD INC 20,701 154 0.00%
2563 Kinder Morgan Inc Del Wt Exp 052517 35,784 152 0.00%
2564 FEDERATED HERMES PREM MUNI I 10,476 152 0.00%
2565 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 13,097 152 0.00%
2566 PETMED EXPRESS INC 10,495 151 0.00%
2567 Central Valley Community Banco 13,577 150 0.00%
2568 EGSHARES INDIA INFRA ETF 11,825 150 0.00%
2569 DEUTSCHE HIGH INCOME OPPORT FD 10,601 149 0.00%
2570 EATON VANCE NJ MUNI INCOME T 12,102 149 0.00%
2571 CAPSTEAD MTG CORP COM NO PAR 12,124 149 0.00%
2572 EATON VANCE NEW YORK MUN BD 11,775 148 0.00%
2573 INVENTURE FOODS INC 11,635 148 0.00%
2574 CRAFT BREW ALLIANCE INC 10,915 146 0.00%
2575 WPX ENERGY INC 12,591 146 0.00%
2576 BIODELIVERY SCIENCES INTL IN 12,130 146 0.00%
2577 Wasatch Emerging Markets Small Cap 54,723 146 0.00%
2578 CONSOLIDATED WATER CO INC ORD 13,698 146 0.00%
2579 AVON PRODS INC 15,469 145 0.00%
2580 WESTERN ASSET MGD HI INCM FD 28,028 143 0.00%
2581 MFS INTERMARKET INCOME I 17,167 143 0.00%
2582 GABELLI CONV&INCOM SECS FD I 23,436 142 0.00%
2583 AMERICAN SOFTWARE CL A CLASS A 15,632 142 0.00%
2584 MANITEX INTL INC 11,125 141 0.00%
2585 CAPE BANCORP INC 15,000 141 0.00%
2586 SUMMIT HOTEL PPTYS 11,328 141 0.00%
2587 POTBELLY CORP COM 10,905 140 0.00%
2588 NOVAGOLD RES INC 47,184 139 0.00%
2589 ON SEMICONDUCTOR CORP 13,762 139 0.00%
2590 VIRNETX HLDG CORP 25,342 139 0.00%
2591 EATON VANCE MICH MUN BD FD 10,490 138 0.00%
2592 WILSHIRE BANCORP INC 13,471 136 0.00%
2593 PENGROWTH ENERGY CORP 43,691 136 0.00%
2594 PARAMOUNT GOLD & SILVER COR 132,874 136 0.00%
2595 MCEWEN MNG INC 121,771 135 0.00%
2596 MVC CAPITAL INC 13,410 132 0.00%
2597 California Res Corp 23,968 132 0.00%
2598 JAKKS PACIFIC INC 19,429 132 0.00%
2599 GABELLI HLTHCARE & WELLNESS 12,412 129 0.00%
2600 QUICKLOGIC CORP 40,393 127 0.00%
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