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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 3,160 holdings with a total value of $36,055,584,000.
#
Name
Shares
Value ($)
%
Options
Notes
3151 ISHARES TR 2,054,232 415,885,000 1.15%
3152 APPLE INC 4,081,085 419,176,000 1.16%
3153 ISHARES TR 5,311,512 520,569,000 1.44%
3154 SPDR S&P MIDCAP 400 ETF TR 2,511,615 630,167,000 1.75%
3155 ISHARES TR 6,381,406 687,916,000 1.91%
3156 VANGUARD BD INDEX FDS 9,513,551 768,885,000 2.13%
3157 ISHARES TR 7,215,673 779,434,000 2.16%
3158 SPDR S&P 500 ETF TR 4,585,153 923,268,000 2.56%
3159 POWERSHARES QQQ TRUST 10,539,715 1,152,172,000 3.20%
3160 VANGUARD INDEX FDS 15,945,481 1,641,906,000 4.55%
Page 64 of 64

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-16-000013, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.