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Institutional Investment Manager
Guinness Asset Management LTD
Guinness Asset Management LTD (CIK: 0001409661), located at 18 Smith Square, London. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 98 holdings with a total value of $448,784,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 GILEAD SCIENCES INC 41,460 2,816,000 0.63%
52 NIKE INC 50,113 2,793,000 0.62%
53 WISDOMTREE INVTS INC 307,530 2,792,000 0.62%
54 VERIFONE SYS INC 146,610 2,746,000 0.61%
55 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 413,948 2,707,000 0.60%
56 SUNPOWER CORP 198,577 1,211,000 0.27%
57 JINKOSOLAR HLDG CO LTD 17,390 288,000 0.06%
58 ORMAT TECHNOLOGIES INC 4,820 275,000 0.06%
59 CANADIAN SOLAR INC 20,100 247,000 0.06%
60 COMPANHIA ENERGETICA DE MINA 71,656 236,000 0.05%
61 KKR & CO LP COMMON UNITS 12,300 224,000 0.05%
62 PRICE T ROWE GROUP INC 3,275 223,000 0.05%
63 NASDAQ OMX GROUP 3,150 219,000 0.05%
64 BLACKSTONE GROUP L P 7,340 218,000 0.05%
65 AFFILIATED MANAGERS GROUP 1,330 218,000 0.05%
66 BLACKROCK INC 560 215,000 0.05%
67 ALLIANCEBERNSTEIN HLDG L P 9,240 211,000 0.05%
68 FRANKLIN RESOURCES INC 4,940 208,000 0.05%
69 STATE STR CORP 2,610 208,000 0.05%
70 FORTRESS INVESTMENT GROUP LL 26,020 207,000 0.05%
71 FIRST SOLAR INC 7,600 206,000 0.05%
72 RAYMOND JAMES FINANC 2,630 201,000 0.04%
73 AMERIPRISE FINL INC 1,550 201,000 0.04%
74 ASSOCIATED CAP GROUP INC CL A 3,000 108,000 0.02%
75 GGCP Holdings LLC 3,000 89,000 0.02%
76 OCH-ZIFF CAP MGMT GROUP CL A SHS 23,200 52,000 0.01%
77 NETEASE INC 105 30,000 0.01%
78 ANTHEM INC 40 7,000 0.00%
79 CARDINAL HEALTH INC 80 7,000 0.00%
80 APPLE INC 50 7,000 0.00%
81 STANLEY BLACK &DECKER INC 50 7,000 0.00%
82 PVH CORPORATION 63 7,000 0.00%
83 CVS HEALTH CORP 73 6,000 0.00%
84 CIGNA CORPORATION 43 6,000 0.00%
85 HAIN CELESTIAL GROUP INC 148 6,000 0.00%
86 CARLISLE COS INC 52 6,000 0.00%
87 HONEYWELL INTL INC 50 6,000 0.00%
88 JONES LANG LASALLE 57 6,000 0.00%
89 INFOSYS LTD 390 6,000 0.00%
90 THERMO FISHER SCIENTIFIC INC 41 6,000 0.00%
91 F5 NETWORKS INC 40 6,000 0.00%
92 SMUCKER J M CO 45 6,000 0.00%
93 MONDELEZ INTL INC 132 6,000 0.00%
94 BIOGEN INC 20 5,000 0.00%
95 LKQ CORP 183 5,000 0.00%
96 CITRIX SYS INC 64 5,000 0.00%
97 BIOVERATIV INC 10 1,000 0.00%
98 LOGMEIN INC 10 1,000 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001409661-17-000002, filed 2017.04.24).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.