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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
1 TRIANGLE PETE CORP 25,000 126 0.06%
2 MICROSOFT CORP 6,540 266 0.12%
3 MATTEL INC 11,790 269 0.13%
4 ABBVIE INC 4,790 280 0.13%
5 CHINA MOBILE LIMITED 4,340 282 0.13%
6 PROCTER AND GAMBLE CO 3,490 286 0.13%
7 GENERAL DYNAMICS CORP 2,110 286 0.13%
8 COCA COLA CO 7,080 287 0.13%
9 ILLINOIS TOOL WKS INC 3,000 291 0.14%
10 GALLAGHER ARTHUR J & CO 6,270 293 0.14%
11 MERCK & CO INC 5,110 294 0.14%
12 JOHNSON & JOHNSON 2,960 298 0.14%
13 AFLAC INC 4,810 308 0.14%
14 CNOOC LTD 2,750 390 0.18%
15 YINGLI GREEN ENERGY HLDG CO 215,100 398 0.19%
16 ENPHASE ENERGY INC 35,900 474 0.22%
17 RENESOLA LTD 328,500 483 0.22%
18 ORMAT TECHNOLOGIES INC 12,859 489 0.23%
19 COMPANHIA ENERGETICA DE MINA 134,304 549 0.26%
20 SUNPOWER CORP 19,450 609 0.28%
21 JINKOSOLAR HLDG CO LTD 23,800 610 0.28%
22 CANADIAN SOLAR INC 18,400 614 0.29%
23 Stone Energy Corp 51,800 760 0.35%
24 QEP RES INC 37,200 776 0.36%
25 CHINACACHE INTL HLDG LTD 86,500 1,027 0.48%
26 HELIX ENERGY SOLUTIONS GRP I 90,880 1,360 0.63%
27 CARRIZO OIL & GAS INC 30,070 1,493 0.69%
28 UNIT CORP COM 56,897 1,592 0.74%
29 CHESAPEAKE ENERGY CORP 124,400 1,762 0.82%
30 JA SOLAR HOLDINGS CO LTD 186,520 1,783 0.83%
31 SOUTHWESTERN ENERGY CO 82,000 1,902 0.89%
32 CANADIAN NAT RES LTD 66,100 2,026 0.94%
33 SUNCOR ENERGY INC NEW 69,976 2,045 0.95%
34 HESS CORP 30,143 2,046 0.95%
35 OCCIDENTAL PETE CORP DEL 28,200 2,059 0.96%
36 EXXON MOBIL CORP 24,400 2,074 0.97%
37 TRINA SOLAR ADR REPTG 50 ORD 172,820 2,090 0.97%
38 APACHE CORP 35,309 2,130 0.99%
39 HALLIBURTON CO 50,800 2,229 1.04%
40 DEVON ENERGY CORP NEW 37,600 2,268 1.06%
41 NOBLE ENERGY INC 46,770 2,287 1.06%
42 SOHU COM INC COM 45,050 2,403 1.12%
43 VALERO ENERGY CORP NEW 44,799 2,850 1.33%
44 NEWFIELD EXPL CO 84,686 2,972 1.38%
45 NVIDIA CORPORATION 305,185 6,386 2.97%
46 APPLIED MATLS INC 290,310 6,549 3.05%
47 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,573 3.06%
48 NETEASE INC 63,475 6,684 3.11%
49 GILEAD SCIENCES INC 68,510 6,723 3.13%
50 EBAY INC 116,810 6,738 3.14%
Page 1 of 2
Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CANADIAN SOLAR INC 18,400 526 0.24%
52 RENESOLA LTD 379,300 520 0.24%
53 COMPANHIA ENERGETICA DE MINA 134,304 512 0.24%
54 ENPHASE ENERGY INC 55,700 424 0.19%
55 CNOOC LTD 2,750 390 0.18%
56 GENERAL DYNAMICS CORP 2,310 327 0.15%
57 MICROSOFT CORP 7,380 326 0.15%
58 ABBVIE INC 4,790 322 0.15%
59 PROCTER AND GAMBLE CO 4,100 321 0.15%
60 GALLAGHER ARTHUR J & CO 6,750 319 0.15%
61 AFLAC INC 5,120 318 0.15%
62 MATTEL INC 12,360 318 0.15%
63 ILLINOIS TOOL WKS INC 3,460 318 0.15%
64 COCA COLA CO 8,060 316 0.15%
65 MERCK & CO INC 5,450 310 0.14%
66 JOHNSON & JOHNSON 3,070 299 0.14%
67 CHINA MOBILE LIMITED 4,340 278 0.13%
68 YINGLI GREEN ENERGY HLDG CO 215,100 265 0.12%
69 TRIANGLE PETE CORP 25,000 126 0.06%
Page 2 of 2