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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 65 holdings with a total value of $157,019,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 TRIANGLE PETE CORP 25,000 36,000 0.02%
2 YINGLI GREEN ENERGY HLDG CO 215,100 88,000 0.06%
3 ENPHASE ENERGY INC 55,700 206,000 0.13%
4 COMPANHIA ENERGETICA DE MINA 134,304 239,000 0.15%
5 ABBVIE INC 4,790 261,000 0.17%
6 TEVA PHARMACEUTICAL INDS LTD 5,250 296,000 0.19%
7 MERCK & CO INC 6,090 301,000 0.19%
8 CANADIAN SOLAR INC 18,400 306,000 0.19%
9 GALLAGHER ARTHUR J & CO 7,480 309,000 0.20%
10 CHINA MOBILE LIMITED 5,250 312,000 0.20%
11 GENERAL DYNAMICS CORP 2,310 319,000 0.20%
12 COCA COLA CO 8,060 323,000 0.21%
13 MICROSOFT CORP 7,380 327,000 0.21%
14 ILLINOIS TOOL WKS INC 4,010 330,000 0.21%
15 JOHNSON & JOHNSON 3,570 333,000 0.21%
16 MATTEL INC 15,790 333,000 0.21%
17 PROCTER AND GAMBLE CO 4,710 339,000 0.22%
18 CNOOC LTD 3,500 361,000 0.23%
19 RENESOLA LTD 379,300 369,000 0.24%
20 SUNPOWER CORP 19,450 390,000 0.25%
21 JINKOSOLAR HLDG CO LTD 18,900 415,000 0.26%
22 AFLAC INC 7,670 446,000 0.28%
23 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 498,000 0.32%
24 ORMAT TECHNOLOGIES INC 15,059 512,000 0.33%
25 ChinaCache International Holdi 86,500 676,000 0.43%
26 UNIT CORP COM 63,397 714,000 0.45%
27 QEP RES INC 63,200 792,000 0.50%
28 CARRIZO OIL & GAS INC 30,070 918,000 0.58%
29 SOUTHWESTERN ENERGY CO 98,000 1,244,000 0.79%
30 TRINA SOLAR ADR REPTG 50 ORD 166,120 1,490,000 0.95%
31 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 196,920 1,536,000 0.98%
32 HALLIBURTON CO 44,900 1,587,000 1.01%
33 DEVON ENERGY CORP NEW 43,000 1,595,000 1.02%
34 CANADIAN NAT RES LTD 82,000 1,597,000 1.02%
35 NOBLE ENERGY INC 53,070 1,602,000 1.02%
36 EXXON MOBIL CORP 21,600 1,606,000 1.02%
37 HESS CORP 32,543 1,629,000 1.04%
38 OCCIDENTAL PETE CORP DEL 25,200 1,667,000 1.06%
39 APACHE CORP 43,509 1,704,000 1.09%
40 NEWFIELD EXPL CO 53,486 1,760,000 1.12%
41 SUNCOR ENERGY INC NEW 69,976 1,871,000 1.19%
42 VALERO ENERGY CORP NEW 32,099 1,929,000 1.23%
43 SOHU COM INC 53,150 2,195,000 1.40%
44 NETEASE INC 27,775 3,337,000 2.13%
45 APPLIED MATLS INC 290,310 4,265,000 2.72%
46 TEGNA INC 195,890 4,386,000 2.79%
47 PAYPAL HLDGS INC 157,810 4,898,000 3.12%
48 SCHLUMBERGER LTD 75,750 5,224,000 3.33%
49 VERIFONE SYS INC 194,000 5,380,000 3.43%
50 STATE STR CORP 80,134 5,386,000 3.43%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001409765-15-000009, filed 2015.10.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.