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Institutional Investment Manager
J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC (CIK: 0001418204), located at 111 Pine Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002095) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 POWERSHARES QQQ TRUST 430,658 42,545 0.47%
52 ACCENTURE PLC IRELAND 521,424 42,402 0.46%
53 Alphabet Inc. Class C 70,551 41,513 0.45%
54 ALPHABET INC C NON VOTING SHAR 70,468 40,685 0.44%
55 NOVO-NORDISK A S 821,355 39,113 0.43%
56 NATIONAL OILWELL VARCO INC 498,469 37,933 0.41%
57 CELGENE CORP 387,269 36,705 0.40%
58 COGNIZANT TECHNOLOGY SOLUTIO 816,059 36,535 0.40%
59 US BANCORP DEL 861,214 36,025 0.39%
60 NOVARTIS A G 377,868 35,569 0.39%
61 CISCO SYS INC 1,384,987 34,860 0.38%
62 DISNEY WALT CO 388,066 34,550 0.38%
63 BANK AMER CORP 2,004,359 34,174 0.37%
64 ISHARES TR 161,262 31,971 0.35%
65 BERKSHIRE HATHAWAY INC DEL 231,229 31,942 0.35%
66 ISHARES TR 346,453 31,746 0.35%
67 CITIGROUP INC 597,455 30,961 0.34%
68 ABBVIE INC 532,980 30,785 0.34%
69 V F CORP 465,277 30,722 0.34%
70 NEW YORK CMNTY BANCORP INC 1,933,955 30,692 0.34%
71 SPDR S&P MIDCAP 400 ETF TR 121,832 30,375 0.33%
72 ARCHER DANIELS MIDLAND CO 585,215 29,905 0.33%
73 TARGET CORP 474,889 29,766 0.33%
74 AMERICAN EXPRESS CO 339,893 29,754 0.33%
75 BAYTEX ENERGY CORP 785,646 29,745 0.33%
76 ABBOTT LABS 696,794 28,980 0.32%
77 OCCIDENTAL PETE CORP DEL 294,246 28,292 0.31%
78 JPMORGAN CHASE & CO 466,466 28,100 0.31%
79 Kinder Morgan Inc 732,888 28,099 0.31%
80 AMERICAN INTL GROUP INC 518,747 28,023 0.31%
81 AT&T INC 777,559 27,401 0.30%
82 VISA INC 127,306 27,164 0.30%
83 SPDR S&P 500 ETF TR 137,134 27,018 0.30%
84 ISHARES TR 208,098 26,988 0.30%
85 COSTCO WHSL CORP NEW 209,138 26,209 0.29%
86 LOWES COS INC 482,629 25,541 0.28%
87 ISHARES TR 186,095 25,447 0.28%
88 LILLY ELI & CO 383,946 24,899 0.27%
89 STERICYCLE INC 211,787 24,686 0.27%
90 PORTLAND GEN ELEC CO 751,168 24,128 0.26%
91 NIKE INC 266,509 23,773 0.26%
92 CONTINENTAL RESOURE 348,570 23,173 0.25%
93 REGIONS FINANCIAL CORP NEW 2,295,510 23,047 0.25%
94 CONOCOPHILLIPS 301,000 23,033 0.25%
95 WABTEC CORP 283,251 22,955 0.25%
96 RYDEX ETF TRUST 298,649 22,635 0.25%
97 BOEING CO 177,383 22,595 0.25%
98 COLGATE PALMOLIVE CO 336,788 21,965 0.24%
99 PRECISION CASTPARTS 91,279 21,622 0.24%
100 EXXON MOBIL CORP 229,084 21,545 0.24%
Page 2 of 31
Restatement filing (0001085146-14-002374) filed in 2014.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 10,000 0 0.00%
2 POLYMET MINING CORP 10,000 11 0.00%
3 Rubicon Minerals Corp 10,000 14 0.00%
4 OCLARO INC COM 10,893 16 0.00%
5 ImmunoCellular Therapeutics Lt 20,000 18 0.00%
6 DELIA'S INC NEW 67,300 18 0.00%
7 COLLABRX INC 19,947 22 0.00%
8 Pacific Sunwear Calif Inc 12,372 22 0.00%
9 AMARIN CORP PLC 26,500 29 0.00%
10 EXELIXIS INC 20,000 31 0.00%
11 DOVER MOTORSPORTS INC 15,357 35 0.00%
12 ARRAY BIOPHARMA INC 10,210 36 0.00%
13 INTERNATIONAL TOWER HILL MIN 93,750 42 0.00%
14 NYMOX PHARMACEUTICAL CORP 10,000 44 0.00%
15 SYNTA PHARMACEUTICALS CORP 15,000 45 0.00%
16 EARTHLINK HOLDINGS ORD 15,596 53 0.00%
17 Cinedigm Corp 36,000 56 0.00%
18 Zynga Inc 21,700 59 0.00%
19 CERUS CORPORATION 15,000 60 0.00%
20 RESOURCE CAP CORP 13,129 64 0.00%
21 HARMONIC INC 10,270 65 0.00%
22 Yamana Gold Inc 10,765 65 0.00%
23 SILICON IMAGE INC 13,295 67 0.00%
24 MCEWEN MNG INC 35,350 69 0.00%
25 ENERGY RECOVERY INC 20,000 71 0.00%
26 Cincinnati Bell Inc 21,064 71 0.00%
27 AMGEN INC 32,830 75 0.00%
28 Heritage Oaks Bancorp 10,935 77 0.00%
29 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 12,385 78 0.00%
30 MFA FINL INC 10,000 78 0.00%
31 Amyris 20,730 79 0.00%
32 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,328 82 0.00%
33 MEI PHARMA INC 12,142 84 0.00%
34 CAPSTONE TURBINE CORP COM 79,525 85 0.00%
35 YUME INC 17,234 86 0.00%
36 Cimatron Ltd. 15,000 90 0.00%
37 ON SEMICONDUCTOR CORP 10,119 91 0.00%
38 IMMUNOMEDICS INCORPORATED 25,000 93 0.00%
39 TRANSCEPT PHARMACEUTICALS IN 49,353 100 0.00%
40 Mizuho Financial Group Inc 29,773 106 0.00%
41 ACCURAY INC 14,829 108 0.00%
42 SANGAMO THERAPEUTICS INCORPORATED 10,297 111 0.00%
43 CUMULUS MEDIA INC 27,500 111 0.00%
44 FIRST NIAGARA FINL GP INC 13,961 116 0.00%
45 Westfield Financial Inc. (WFD) 16,497 116 0.00%
46 VALE S A 10,635 117 0.00%
47 SOLAZYME INC 15,757 117 0.00%
48 1ST CENTURY BANCSHARES INC 16,000 118 0.00%
49 BELMOND LTD - CLASS A 10,260 120 0.00%
50 CALLIDUS SOFTWARE INC 10,099 121 0.00%
Page 1 of 31