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Institutional Investment Manager
J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC (CIK: 0001418204), located at 111 Pine Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002095) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
301 SANDISK CORP 41,419 4,057 0.04%
302 SCHLUMBERGER LTD 39,847 4,052 0.04%
303 SEADRILL LIMITED 151,098 4,043 0.04%
304 JOHNSON & JOHNSON 37,832 4,033 0.04%
305 GENERAL MTRS CO 125,886 4,021 0.04%
306 HOME DEPOT INC 43,726 4,012 0.04%
307 DICKS SPORTING GOODS 90,779 3,983 0.04%
308 SYNTEL INCORPORATED 44,936 3,952 0.04%
309 JPMorgan Alerian MLP ETN 74,208 3,939 0.04%
310 MARKETO INC COM 120,819 3,902 0.04%
311 ISHARES TR 55,471 3,883 0.04%
312 BIOGEN INC 11,640 3,851 0.04%
313 ISHARES TR 19,134 3,794 0.04%
314 QUALCOMM INC 50,413 3,769 0.04%
315 APTARGROUP INC 62,017 3,764 0.04%
316 NORDSTROM INC 54,116 3,700 0.04%
317 ANADARKO PETR 36,033 3,655 0.04%
318 TOTAL S A 55,989 3,609 0.04%
319 VISA INC 16,834 3,592 0.04%
320 CONOCOPHILLIPS 46,858 3,586 0.04%
321 INTERCONTINENTAL EXCHANGE IN 18,301 3,570 0.04%
322 ROYAL DUTCH SHELL PLC 46,850 3,566 0.04%
323 ISHARES TR 85,630 3,559 0.04%
324 KIMBERLY CLARK CORP 33,043 3,554 0.04%
325 ABBOTT LABS 83,923 3,490 0.04%
326 PLAINS ALL AMERN PIPELINE L 58,918 3,468 0.04%
327 FLOWSERVE CORP 48,625 3,429 0.04%
328 GOLDMAN SACHS GROUP INC 18,673 3,428 0.04%
329 POWERSHARES QQQ TRUST 34,663 3,424 0.04%
330 PROSPECT CAPITAL CORPORATION 344,855 3,414 0.04%
331 ACTAVIS PLC 13,869 3,346 0.04%
332 Praxair Inc 25,753 3,322 0.04%
333 UNITED TECHNOLOGIES CORP 31,451 3,322 0.04%
334 WESTAR ENERGY 97,153 3,315 0.04%
335 ISHARES TR 44,258 3,248 0.04%
336 WAL-MART STORES INC 42,104 3,220 0.04%
337 AUTONATION INC 63,985 3,219 0.04%
338 LIBERTY GLOBAL PLC 75,566 3,215 0.04%
339 POWERSHARES HIGH DIVIDEND ETF 129,040 3,203 0.04%
340 ISHARES TR 27,415 3,201 0.03%
341 BARCLAYS BK PLC 45,594 3,201 0.03%
342 BP PLC 72,689 3,194 0.03%
343 BUCKEYE PARTNERS L P 39,904 3,178 0.03%
344 EXPEDITORS INTL WASH INC 78,049 3,167 0.03%
345 EXPRESS SCRIPTS HOLDING COMPAN 44,572 3,149 0.03%
346 BORGWARNER INC 59,667 3,139 0.03%
347 HOMEAWAY INC 88,349 3,136 0.03%
348 DISNEY WALT CO 34,866 3,104 0.03%
349 TORONTO DOMINION BK ONT 62,637 3,094 0.03%
350 UNION PAC CORP 28,392 3,078 0.03%
Page 7 of 31
Restatement filing (0001085146-14-002374) filed in 2014.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 10,000 0 0.00%
2 POLYMET MINING CORP 10,000 11 0.00%
3 Rubicon Minerals Corp 10,000 14 0.00%
4 OCLARO INC COM 10,893 16 0.00%
5 ImmunoCellular Therapeutics Lt 20,000 18 0.00%
6 DELIA'S INC NEW 67,300 18 0.00%
7 COLLABRX INC 19,947 22 0.00%
8 Pacific Sunwear Calif Inc 12,372 22 0.00%
9 AMARIN CORP PLC 26,500 29 0.00%
10 EXELIXIS INC 20,000 31 0.00%
11 DOVER MOTORSPORTS INC 15,357 35 0.00%
12 ARRAY BIOPHARMA INC 10,210 36 0.00%
13 INTERNATIONAL TOWER HILL MIN 93,750 42 0.00%
14 NYMOX PHARMACEUTICAL CORP 10,000 44 0.00%
15 SYNTA PHARMACEUTICALS CORP 15,000 45 0.00%
16 EARTHLINK HOLDINGS ORD 15,596 53 0.00%
17 Cinedigm Corp 36,000 56 0.00%
18 Zynga Inc 21,700 59 0.00%
19 CERUS CORPORATION 15,000 60 0.00%
20 RESOURCE CAP CORP 13,129 64 0.00%
21 HARMONIC INC 10,270 65 0.00%
22 Yamana Gold Inc 10,765 65 0.00%
23 SILICON IMAGE INC 13,295 67 0.00%
24 MCEWEN MNG INC 35,350 69 0.00%
25 ENERGY RECOVERY INC 20,000 71 0.00%
26 Cincinnati Bell Inc 21,064 71 0.00%
27 AMGEN INC 32,830 75 0.00%
28 Heritage Oaks Bancorp 10,935 77 0.00%
29 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 12,385 78 0.00%
30 MFA FINL INC 10,000 78 0.00%
31 Amyris 20,730 79 0.00%
32 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,328 82 0.00%
33 MEI PHARMA INC 12,142 84 0.00%
34 CAPSTONE TURBINE CORP COM 79,525 85 0.00%
35 YUME INC 17,234 86 0.00%
36 Cimatron Ltd. 15,000 90 0.00%
37 ON SEMICONDUCTOR CORP 10,119 91 0.00%
38 IMMUNOMEDICS INCORPORATED 25,000 93 0.00%
39 TRANSCEPT PHARMACEUTICALS IN 49,353 100 0.00%
40 Mizuho Financial Group Inc 29,773 106 0.00%
41 ACCURAY INC 14,829 108 0.00%
42 SANGAMO THERAPEUTICS INCORPORATED 10,297 111 0.00%
43 CUMULUS MEDIA INC 27,500 111 0.00%
44 FIRST NIAGARA FINL GP INC 13,961 116 0.00%
45 Westfield Financial Inc. (WFD) 16,497 116 0.00%
46 VALE S A 10,635 117 0.00%
47 SOLAZYME INC 15,757 117 0.00%
48 1ST CENTURY BANCSHARES INC 16,000 118 0.00%
49 BELMOND LTD - CLASS A 10,260 120 0.00%
50 CALLIDUS SOFTWARE INC 10,099 121 0.00%
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