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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0000950123-15-010739) filed in 2015.11.04
#
Name
Shares
Value ($)
%
Options
Notes
1101 GUINNESS EXPLORATION 100 0 0.00%
1102 N.A. PALLADIUM 15RTS 1 0 0.00%
1103 PHARMAGEN INC 630 0 0.00%
1104 SPORTSEND INC 50 0 0.00%
1105 COUGAR OIL & GAS CANADA INC 2,000 0 0.00%
1106 CORE MED GROUP INC 146 0 0.00%
1107 SPROTT RESOURCES CP 1,000 0 0.00%
1108 CONTANGO ORE INC 10 0 0.00%
1109 Lehman Brothers Hldgs 6.000% Pfd 600 0 0.00%
1110 MYZIPSOFT INC 311 0 0.00%
1111 Pentair plc 8 0 0.00%
1112 PCCW LIMITED ADR SPONSORED 800 0 0.00%
1113 PATRIOT GOLD CORP 500 0 0.00%
1114 3-D SYS CORP DEL 20 0 0.00%
1115 AMERICAN CAPITAL HOLDINGS 200 0 0.00%
1116 STMICROELECTRONICS N V 50 0 0.00%
1117 PACIFIC BLUE ENERGY CORP 1,000 0 0.00%
1118 CNO FINL GROUP INC 7 0 0.00%
1119 Heritage Global Inc. 50 0 0.00%
1120 SUPER DEAL COM INC 153 0 0.00%
1121 CLENERGEN CORP 10,000 0 0.00%
1122 MPHASE TECH INC 400 0 0.00%
1123 CLASSIFIED AD INC 156 0 0.00%
1124 MOTORS LIQ CO UNIT 15 0 0.00%
1125 TEL OFFSHORE TRUST UBI 7 0 0.00%
1126 Magnum Hunter Res Corp Del Wts 04/15/16 200 0 0.00%
1127 LAIDLAW ENERGY GROUP INC 700,000 0 0.00%
1128 ORBIT BRANDS CORP 100,000 0 0.00%
1129 TAPESTRY PHARMA INC 20 0 0.00%
1130 ONCOLOGIX TECH INC 1,250 0 0.00%
1131 TELEFONICA BRASIL SA 3 0 0.00%
1132 Alcatel Lucent Adr 86 0 0.00%
1133 CDEX INC CLASS A COM 200 0 0.00%
1134 OMDA OIL & GAS INC 1 0 0.00%
1135 OCLARO INC 14 0 0.00%
1136 CARNIVAL CORP 100 0 0.00%
1137 CAPSTONE THERAPEUTIC 2,000 0 0.00%
1138 THERMO TECH TECHS 4,900 0 0.00%
1139 TMST INC COM 15 0 0.00%
1140 TRANS GLOBAL GROUP INC 5 0 0.00%
1141 Market Vectors Gold 7 0 0.00% Call
1142 SEABRIDGE GOLD INC 16 0 0.00% Call
1143 AAB NATIONAL CO 181 0 0.00%
1144 INTERPUBLIC GROUP COS INC 3 0 0.00%
1145 QUALCOMM INC 5 0 0.00% Call
1146 Proshs Ultrashrt S&P 2 0 0.00% Call
1147 NORTH SPRINGS RESOURCES CORP 800 0 0.00%
1148 NEW GOLD INC CDA 10 0 0.00% Call
1149 MICROSOFT CORP 2 0 0.00% Call
1150 FREEPORT-MCMORAN INC 3 0 0.00% Call
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