Dark
Light
System
Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 897 holdings with a total value of $483,699,772.
#
Name
Shares
Value ($)
%
Options
Notes
1 TRANS GLOBAL GROUP INC 5 0 0.00%
2 Thornburg Mortgage, Inc. New 15 0 0.00%
3 CORE MED GROUP INC 146 0 0.00%
4 DIAMOND EQUITIES INC 3,000 0 0.00%
5 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 57 0 0.00%
6 ECOTALITY INC XXX 833 0 0.00%
7 VIE FINCL GRP 6 0 0.00%
8 GOLDEN ARCH RESOURCES 4,000 0 0.00%
9 CLASSIFIED AD INC 156 0 0.00%
10 OMDA OIL & GAS INC 1 0 0.00%
11 General Motors Corp Escrow 400 0 0.00%
12 MYZIPSOFT INC 311 0 0.00%
13 DPS LEHMAN BROTHERS HLDGS 20,092 0 0.00%
14 LAIDLAW ENERGY GROUP INC 700,000 0 0.00%
15 UNITY ONE CAPITAL 1 0 0.00%
16 MPHASE TECH INC 400 0 0.00%
17 CDEX INC 200 0 0.00%
18 AMERICAN CAPITAL HOLDINGS 200 0 0.00%
19 AAB NATIONAL CO 181 0 0.00%
20 COUGAR OIL & GAS CANADA INC 2,000 0 0.00%
21 NOTIS GLOBAL INC 100 0 0.00%
22 EARTHWORKS ENTERTAINMENT INC 44 0 0.00%
23 ORBIT BRANDS CORP 100,000 0 0.00%
24 BIGHUB.COM INC 500 0 0.00%
25 MICROISLET INC XXX 3,000 0 0.00%
26 VITROTECH CORP 500 0 0.00%
27 GENER8 MARTIME INC 17WT 5 0 0.00%
28 GREEN FOR ENERGY INC 1,000 0 0.00%
29 Wa Funding Tr III Xxx 2,500 0 0.00%
30 Southmark Corporation 124 0 0.00%
31 ESECURESOFT CO 148 0 0.00%
32 USA PERFORMANCE PRODUCTS INC 40 0 0.00%
33 GENERAL MOTORS CORP 9.25 15,000 0 0.00%
34 CUIDAO HLDG CORP 150 0 0.00%
35 NEXPRISE INC 1 0 0.00%
36 MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION 374 0 0.00%
37 SPORTSEND INC 50 0 0.00%
38 GREEN ENERGY GROUP INC 165 0 0.00%
39 MFS INTERMARKET INCOME TRUST I SH BEN INT 5,516 0 0.00%
40 LASERSIGHT INC 2 0 0.00%
41 SUPER DEAL COM INC 153 0 0.00%
42 USAS DIGITAL INC 162 0 0.00%
43 Amr Corp Com Escrow Cusip 1,000 0 0.00%
44 CLENERGEN CORP 10,000 1 0.00%
45 TEL OFFSHORE TRUST UBI 7 1 0.00%
46 ONCOLOGIX TECH INC 1,250 1 0.00%
47 PACIFIC BLUE ENERGY CORP 1,000 1 0.00%
48 LEADIS TECH INC 2,500 8 0.00%
49 E DIGITAL CORP COM 300 12 0.00%
50 HERITAGE GLOBAL INC 50 24 0.00%
Page 1 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001415889-17-000069, filed 2017.01.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.