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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001415889-17-000069) filed in 2017.01.12
#
Name
Shares
Value ($)
%
Options
Notes
401 GOODYEAR AZ PUB IMP 25,000 25,509 0.01%
402 ROYAL GOLD INC 402 25,467 0.01%
403 MARION COUNTY FL 25,000 25,324 0.01%
404 ASSOCIATED BANC PFD 1,000 25,250 0.01%
405 TESLA INC 118 25,215 0.01%
406 MORGAN STANLEY 25,000 25,187 0.01%
407 Hartford Financial 850 25,186 0.01%
408 ALPS ETF TR 1,995 25,137 0.01%
409 WESLACO TX 25,000 25,131 0.01%
410 VIACOM INC NEW 715 25,097 0.01%
411 WELLS FARGO & CO PFD 1,000 25,080 0.01%
412 FL DEP OF CHILD/FAM 25,000 25,080 0.01%
413 NOVATO CA RDA 25,000 25,004 0.01%
414 CARE CAP PPTYS INC 1,000 25,000 0.01%
415 Wells Fargo & Co New 945 24,976 0.01%
416 RESMED INC 400 24,820 0.01%
417 NATL GEN PFD 1,000 24,810 0.01%
418 General Elec Cap 1,000 24,590 0.01%
419 GENERAL ELEC CAP CORP REDEMPTION $25/SH 3/1/18 1,000 24,550 0.01%
420 ADIENT PLC 417 24,436 0.01%
421 SELECT SECTOR SPDR TR 502 24,277 0.01%
422 IRVINE CA SPL T 25,000 24,183 0.00%
423 AETNA INC NEW 195 24,182 0.00%
424 ARES CAPITAL CORP 1,459 24,059 0.00%
425 ST JUDE MED INC 300 24,057 0.00%
426 Energy Transfer Partners, L.P. 670 23,993 0.00%
427 GOODYEAR TIRE & RUBR CO 775 23,924 0.00%
428 WESTERN REFNG LOGISTICS LP 1,100 23,485 0.00%
429 AMERICAN AIRLS GROUP INC 502 23,447 0.00%
430 SELECT SECTOR SPDR TR 340 23,440 0.00%
431 APOLLO COML REAL EST FIN INC 1,400 23,268 0.00%
432 Allstate Corp Dep 940 23,265 0.00%
433 TAIWAN SEMICONDUCTOR MFG LTD 800 23,000 0.00%
434 NEW YORK MTG TR INC 1,000 22,914 0.00%
435 SALESFORCE COM INC 334 22,866 0.00%
436 WISCONSIN STATE AAA 20,000 22,705 0.00%
437 LANCASTER CO PA HOS 20,000 22,600 0.00%
438 VA ST PUB BLDG AUTH 20,000 22,318 0.00%
439 MINN ST PAUL MN ARP 20,000 22,313 0.00%
440 OH ST WTR DEV AUTH 20,000 22,296 0.00%
441 WHITEWAVE FOODS CO 400 22,240 0.00%
442 DUPONT FABROS TECHNOLOGY INC 500 21,965 0.00%
443 DENVE CO C&C 20,000 21,834 0.00%
444 PORTLAND GEN ELEC CO 500 21,665 0.00%
445 BLACKROCK TAX MUNICPAL BD TR SHS 1,000 21,600 0.00%
446 GOLDMAN SACHS GROUP 20,000 21,514 0.00%
447 UNIV PL WA 20,000 21,504 0.00%
448 VA CLG BLDG AUTH 20,000 21,495 0.00%
449 WASHINGTON ST 20,000 21,486 0.00%
450 DOUGLAS CO SD 1 20,000 21,477 0.00%
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