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Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 652 holdings with a total value of $335,532,000.
#
Name
Shares
Value ($)
%
Options
Notes
601 GASTEM INC F 26 0 0.00%
602 VIVUS INC 100 0 0.00%
603 VAPE HLDGS INC 500 0 0.00%
604 POWERSHARES DB CMDTY IDX TRA 12 0 0.00%
605 SANDRIDGE ENERGY 7% PFD 345 0 0.00%
606 HEALTHMED SVCS LTD 489,700 0 0.00%
607 DREAM MARKETING INC 10 0 0.00%
608 GLOBAL NETWORKS CORP 5 0 0.00%
609 LUMEN TECHNOLOGIES INC 2 0 0.00%
610 CRYSTALLEX INTL CORP XXX 1,590 0 0.00%
611 POWERWAVE TECH INC 13 0 0.00%
612 PREMIER LASER SYS A NXXX 500 0 0.00%
613 MOTORS LIQUIDATION CO. TRUST 25 0 0.00%
614 DIREXION SHS ETF TRUST DAILY 20 YR TREASURY BEAR 5 0 0.00%
615 T H Q INC NEW XXX 2 0 0.00%
616 GAMING & LEISURE PPTYS INC 6 0 0.00%
617 XENONICS HOLDINGS 16,553 0 0.00%
618 PEABODY ENERGY ORD 49 0 0.00%
619 VELATEL GLOBAL COMM 180 0 0.00%
620 GET REAL USA INC 38 0 0.00%
621 PINNACLE ENTMT INC NEW COM 8 0 0.00%
622 VERITIV CORP 1 0 0.00%
623 * SANDRIDGE ENERGY INC COM 567 0 0.00%
624 BIOTIME INC 14 0 0.00%
625 FUELCELL ENERGY INC 25 0 0.00%
626 COMMERCE ENERGY GRP 8,000 0 0.00%
627 ENVIRI CORP COM 16 0 0.00%
628 ENGILITY HLDGS INC NEW COM 2 0 0.00%
629 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 2 0 0.00%
630 CALIFORNIA RES CORP 24 0 0.00%
631 FERRARI N V 7 0 0.00%
632 CHINA DIGITAL MEDIA CXXX 275 0 0.00%
633 FIAT CHRYSLER AUTOMOBILES N 70 0 0.00%
634 UNISYS CORP 1 0 0.00%
635 ENRON CORP DISC 00 8PFD 400 0 0.00%
636 RED HAT INC 5 0 0.00%
637 Idna Inc 5,000 0 0.00%
638 MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION 2,156 0 0.00%
639 ADVANCED MED ISOTOPE 43,594 0 0.00%
640 USA URANIUM CORP XXX 400,000 0 0.00%
641 EPIRUS BIOPHARMA 500 0 0.00%
642 BROOKFIELD BUSINESS PARTNERS 3 0 0.00%
643 PENTHOUSE INTL INC 125,000 0 0.00%
644 CREATIVE EDGE NUTRIT 150,000 0 0.00%
645 EAGLE BULK SHIPPI 21 WTS 105 0 0.00%
646 ADELPHIA COMMUNICATIONS CL ESC 4,000 0 0.00%
647 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 2 0 0.00%
648 SOLARIS PWR CELLS 20,000 0 0.00%
649 AMERICAS ENERGY CO XXX 7,100 0 0.00%
650 Rizzoli Corriere Della Sera Mediagroup Spa Rcs Mediagroup Aor Svn Ordinary Shar 4 0 0.00%
Page 13 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086552, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.