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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Mylan Laboratories Inc 166,900 7,592 0.09%
2 Mylan Laboratories Inc 145,400 6,614 0.07% Call
3 3M CO 3,835 543 0.01%
4 3M CO 43,400 6,148 0.07% Put
5 3M CO 41,600 5,893 0.07% Call
6 ABBOTT LABS 46,714 1,942 0.02%
7 ABBVIE INC 100,000 5,776 0.07% Put
8 ACCENTURE PLC IRELAND 5,605 455 0.01%
9 ACE LTD 2,300 241 0.00% Put
10 ACORDA THERAPEUTICS INC 2,000,000 2,069 0.02%
11 ACTAVIS PLC 20,500 4,946 0.06% Call
12 AECOM 100,000 3,375 0.04%
13 AIR PRODS & CHEMS INC 141,100 18,368 0.21% Put
14 AIR PRODS & CHEMS INC 525,000 68,344 0.77% Call
15 AK STL CORP 12,500,000 21,136 0.24%
16 AKAMAI TECHNOLOGIES INC 14,000 837 0.01%
17 AKORN INC 2,000,000 8,347 0.09%
18 ALTRIA GROUP INC 539,000 24,761 0.28% Call
19 ALTRIA GROUP INC 213,200 9,794 0.11% Put
20 ALTRIA GROUP INC 25,351 1,164 0.01%
21 AMAZON COM INC 276,500 89,154 1.01% Call
22 AMAZON COM INC 189,200 61,005 0.69% Put
23 AMAZON COM INC 12,137 3,913 0.04%
24 AMERICAN EXPRESS CO 39,600 3,466 0.04% Call
25 AMERICAN EXPRESS CO 13,700 1,199 0.01% Put
26 AMERICAN INTL GROUP INC 510,339 27,568 0.31%
27 AMERICAN INTL GROUP INC 175,800 9,496 0.11% Call
28 AMERICAN INTL GROUP INC 81,800 4,418 0.05% Put
29 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 4,000,000 3,984 0.04%
30 AOL INC 104,300 4,688 0.05% Call
31 AOL INC 224,978 10,112 0.11%
32 API TECHNOLOGIES CORP 296,989 697 0.01%
33 APPLE INC 2,002,925 201,794 2.28%
34 APPLE INC 10,531,100 1,061,008 11.96% Put
35 APPLE INC 6,563,000 661,222 7.46% Call
36 APPLIED MATLS INC 329,400 7,118 0.08% Call
37 APPLIED MATLS INC 50,000 1,080 0.01% Put
38 APPLIED MATLS INC 37,600 812 0.01%
39 APPLIED MICRO CIRCUITS ORD 100 0 0.00% Put
40 APPLIED MICRO CIRCUITS ORD 26,199 183 0.00%
41 ASSURANT INC 25,000,000 46,575 0.53%
42 ASTRAZENECA PLC 2,500 178 0.00%
43 ASTRAZENECA PLC 52,300 3,736 0.04% Call
44 AT&T INC 1,990,300 70,138 0.79% Call
45 AT&T INC 773,000 27,240 0.31% Put
46 Agnico Eagle 10,105 295 0.00%
47 Allergan plc 42,000 7,483 0.08%
48 Auxilium Pharmaceuticals Inc 15,000,000 19,884 0.22%
49 B/E AEROSPACE INC 9,300 780 0.01% Call
50 B/E AEROSPACE INC 31,200 2,618 0.03%
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