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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 BALLY TECHNOLOGIES 40,300 3,252 0.04% Put
52 BALLY TECHNOLOGIES 75,000 6,052 0.07%
53 BALLY TECHNOLOGIES 101,400 8,182 0.09% Call
54 BAXTER INTL INC 142,800 10,248 0.12% Call
55 BED BATH & BEYOND INC 66,000 4,344 0.05% Call
56 BED BATH & BEYOND INC 198,667 13,078 0.15%
57 BED BATH & BEYOND INC 87,100 5,733 0.06% Put
58 BERKSHIRE HATHAWAY INC DEL 4,478 618 0.01%
59 BRISTOL MYERS SQUIBB CO 20,611 1,054 0.01%
60 C H ROBINSON WORLDWIDE INC 10,800 716 0.01% Call
61 CADENCE DESIGN SYSTEM INC 7,000,000 16,050 0.18%
62 CASH AMER INTL 10,900 477 0.01% Put
63 CATERPILLAR INC 329,300 32,610 0.37% Put
64 CATERPILLAR INC 304,400 30,144 0.34% Call
65 CBS CORP NEW 255,446 13,666 0.15%
66 CBS CORP NEW 41,000 2,193 0.02% Call
67 CBS CORP NEW 81,100 4,338 0.05% Put
68 CEMEX SAB DE CV 39,000,000 54,897 0.62%
69 CEMEX SAB DE CV NOTE 3.750 3/1 62,150,000 91,592 1.03%
70 CENTERPOINT ENERGY INC 216,600 5,300 0.06% Call
71 CENTERPOINT ENERGY INC 357,226 8,741 0.10%
72 CENTRAL FD CDA LTD 593,381 7,304 0.08%
73 CHESAPEAKE ENERGY CORP 12,500,000 12,584 0.14%
74 CHESAPEAKE ENERGY CORP 4,000,000 4,053 0.05%
75 CHESAPEAKE ENERGY CORP 11,100 255 0.00%
76 CHESAPEAKE ENERGY CORP 17,500,000 17,477 0.20%
77 CHEVRON CORP NEW 199,700 23,828 0.27% Call
78 CHEVRON CORP NEW 286,600 34,197 0.39% Put
79 CHEVRON CORP NEW 2,957 352 0.00%
80 CHINA MOBILE LIMITED 168 9 0.00%
81 CHINA MOBILE LIMITED 44,500 2,614 0.03% Put
82 CHINA MOBILE LIMITED 4,000 235 0.00% Call
83 CIENA CORP 8,000,000 9,574 0.11%
84 CISCO SYS INC 1,943,300 48,912 0.55% Call
85 CISCO SYS INC 2,203,600 55,464 0.63% Put
86 CITIGROUPINC 80,000 4,145 0.05% Call
87 CITIGROUPINC 204,400 10,592 0.12% Put
88 CITRIX SYS INC 27,500 1,961 0.02%
89 COBALT INTL ENERGY INC 78,450 1,066 0.01%
90 COBALT INTL ENERGY INC 12,500,000 10,366 0.12%
91 COBALT INTL ENERGY INC 55,500 754 0.01% Call
92 COCA COLA CO 1,161,800 49,562 0.56% Call
93 COCA COLA CO 447,200 19,077 0.22% Put
94 COLGATE PALMOLIVE CO 119,700 7,806 0.09% Call
95 COLGATE PALMOLIVE CO 166,552 10,862 0.12%
96 COMCAST CORP NEW 139,500 7,502 0.08% Call
97 COMMUNITY HEALTH SYS INC NEW 2,000,000 70 0.00%
98 CONCUR TECHNOLOGIE 620,100 78,641 0.89%
99 CONOCOPHILLIPS 11,900 910 0.01% Put
100 COVIDIEN PLC 543,494 47,017 0.53%
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