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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 SPDR S&P 500 ETF TR 205,000 40,389 0.46% Call
52 TESLA INC 42,500,000 40,376 0.46%
53 ISHARES 902,800 39,226 0.44% Put
54 NETFLIX INC 84,100 37,944 0.43% Put
55 JOHNSON & JOHNSON 350,100 37,317 0.42% Call
56 MONSANTO CO NEW 326,435 36,727 0.41%
57 ISHARES TR 568,500 36,452 0.41% Put
58 QUALCOMM INC 470,400 35,171 0.40% Put
59 QUALCOMM INC 468,900 35,059 0.40% Call
60 CHEVRON CORP NEW 286,600 34,197 0.39% Put
61 CATERPILLAR INC 329,300 32,610 0.37% Put
62 PERRIGO CO PLC 213,000 31,990 0.36% Call
63 ISHARES NASDAQ BIOTECHNOLOGY ETF 54,300 31,950 0.36% Put
64 MICRON TECHNOLOGY INC SR SB CV NT 3 43 24,000,000 31,673 0.36%
65 ISIS PHARMACEUTICALS INC DEL 13,000,000 31,560 0.36%
66 SPDR GOLD TR 271,079 31,502 0.36%
67 CATERPILLAR INC 304,400 30,144 0.34% Call
68 DOLLAR GEN CORP NEW 491,992 30,065 0.34%
69 GOLDMAN SACHS GROUP INC 160,200 29,407 0.33% Call
70 GOPRO INC 300,000 28,110 0.32% Put
71 iPath S&P 500 VIX Short-Term F 895,600 27,923 0.31% Put
72 PROTECTIVE LIFE CO 400,000 27,764 0.31%
73 AMERICAN INTL GROUP INC 510,339 27,568 0.31%
74 AT&T INC 773,000 27,240 0.31% Put
75 HOME DEPOT INC 288,000 26,421 0.30% Call
76 XPO LOGISTICS INC 11,000,000 26,013 0.29%
77 FACEBOOK INC 320,129 25,302 0.29%
78 ALTRIA GROUP INC 539,000 24,761 0.28% Call
79 WL ROSS HOLDING CORP 2,311,435 24,732 0.28%
80 VEREIT Inc 24,500,000 24,669 0.28%
81 JOHNSON & JOHNSON 227,900 24,291 0.27% Put
82 Vaneck Vectors Gold 1,134,300 24,225 0.27% Put
83 CHEVRON CORP NEW 199,700 23,828 0.27% Call
84 GOLDMAN SACHS GROUP INC 122,900 22,560 0.25% Put
85 DirectTV Com 252,760 21,868 0.25%
86 WYNN RESORTS LTD 116,600 21,813 0.25% Put
87 MICROSOFT CORP 464,600 21,538 0.24% Put
88 Lamar Advertising Co A 436,300 21,487 0.24% Call
89 AK STL CORP 12,500,000 21,136 0.24%
90 ISHARES TR 301,064 20,833 0.23%
91 ISHARES TR 318,000 20,390 0.23% Call
92 WYNN RESORTS LTD 108,100 20,223 0.23% Call
93 ISHARES 458,600 19,926 0.22% Call
94 Auxilium Pharmaceuticals Inc 15,000,000 19,884 0.22%
95 SHIRE PLC 74,700 19,351 0.22%
96 Intl Game Technology 1,144,525 19,308 0.22%
97 COCA COLA CO 447,200 19,077 0.22% Put
98 JPMORGAN CHASE & CO 313,400 18,879 0.21% Put
99 AIR PRODS & CHEMS INC 141,100 18,368 0.21% Put
100 HERBALIFE LTD 419,600 18,357 0.21% Call
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