Dark
Light
System
Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 CASH AMER INTL 10,900 477 0.01% Put
52 SELECT COMFORT CORP 23,200 485 0.01% Put
53 CTRIP COM INTL LTD 8,719 494 0.01%
54 WEBSITE PROS INC COM 25,000 498 0.01%
55 CareFusion 11,200 506 0.01%
56 DANAHER CORP DEL 6,709 509 0.01%
57 3M CO 3,835 543 0.01%
58 SPDR SERIES TRUST 8,293 570 0.01%
59 GP Strategies Corp 20,000 574 0.01% Put
60 Intuit Inc 2,784 578 0.01%
61 Walgreens 9,915 587 0.01%
62 DU PONT E I DE NEMOURS & CO 8,215 589 0.01%
63 VIRNETX HLDG CORP 100,000 600 0.01% Call
64 TJX COS INC NEW 10,391 614 0.01%
65 Paragon Offshore PLC 100,000 615 0.01%
66 BERKSHIRE HATHAWAY INC DEL 4,478 618 0.01%
67 SCHLUMBERGER LTD 6,620 673 0.01%
68 API TECHNOLOGIES CORP 296,989 697 0.01%
69 PHILLIPS 66 8,587 698 0.01%
70 Walgreens 11,800 699 0.01% Put
71 HONEYWELL INTL INC 7,583 706 0.01%
72 C H ROBINSON WORLDWIDE INC 10,800 716 0.01% Call
73 JOURNAL COMMUNICAT 88,429 745 0.01%
74 VIRNETX HLDG CORP 125,000 750 0.01% Put
75 COBALT INTL ENERGY INC 55,500 754 0.01% Call
76 SERVICESOURCE INTL INC 1,000,000 754 0.01%
77 SYSCO CORP 20,000 759 0.01%
78 B/E AEROSPACE INC 9,300 780 0.01% Call
79 APPLIED MATLS INC 37,600 812 0.01%
80 WHOLE FOODS MKT INC 21,600 823 0.01% Call
81 AKAMAI TECHNOLOGIES INC 14,000 837 0.01%
82 MCKESSON CORP 4,407 857 0.01%
83 OCCIDENTAL PETE CORP DEL 8,987 864 0.01%
84 HCA HOLDINGS INC 12,500 881 0.01% Put
85 DEPHEID 20,100 885 0.01%
86 EL POLLO LOCO HLDGS INC 25,000 897 0.01% Put
87 CONOCOPHILLIPS 11,900 910 0.01% Put
88 GOPRO INC 10,000 937 0.01% Call
89 ZIMMER BIOMET HLDGS INC 10,000 1,005 0.01%
90 LEAP WIRELESS INTERNATIONAL IN 400,000 1,010 0.01%
91 YUM BRANDS INC 14,032 1,010 0.01%
92 COCA COLA ENTERPRISES INC NE COM 23,200 1,029 0.01% Put
93 FREEPORT-MCMORAN INC 31,652 1,033 0.01%
94 BRISTOL MYERS SQUIBB CO 20,611 1,054 0.01%
95 COBALT INTL ENERGY INC 78,450 1,066 0.01%
96 INTERCONTINENTAL EXCHANGE IN 5,500 1,072 0.01% Put
97 APPLIED MATLS INC 50,000 1,080 0.01% Put
98 MONDELEZ INTL INC 31,843 1,091 0.01%
99 HUDSON CITY BANCORP INC 115,000 1,117 0.01%
100 JARDEN CORP 18,700 1,124 0.01%
Page 2 of 9