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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 ALTRIA GROUP INC 213,200 9,794 0.11% Put
152 SALIX PHARMACEUTICALS INC 4,000,000 9,789 0.11%
153 Spirit Realty Capital Inc 10,000,000 9,741 0.11%
154 CIENA CORP 8,000,000 9,574 0.11%
155 AMERICAN INTL GROUP INC 175,800 9,496 0.11% Call
156 PEPCO HOLDINGS INC 350,000 9,366 0.11%
157 DISNEY WALT CO 103,100 9,178 0.10% Call
158 DEALERTRACK TECHNOLOGIES INC 7,000,000 9,088 0.10%
159 STARBUCKS CORP 117,900 8,896 0.10% Put
160 HERBALIFE LTD 203,270 8,893 0.10%
161 PROCTER AND GAMBLE CO 105,613 8,844 0.10%
162 TRONOX LTD SHS CL A 337,000 8,778 0.10% Call
163 CENTERPOINT ENERGY INC 357,226 8,741 0.10%
164 QIHOO 360 TECHNOLOGY CO LTD 129,055 8,706 0.10%
165 INTERMUNE INC 116,500 8,608 0.10% Put
166 TRW AUTOMOTIVE HLDGS CORP 84,900 8,601 0.10% Call
167 PAYCHEX INC 150,000 8,415 0.09% Call
168 AKORN INC 2,000,000 8,347 0.09%
169 YUM BRANDS INC 115,400 8,306 0.09% Call
170 TTM TECHNOLOGIES INC 8,500,000 8,261 0.09%
171 NAVISTAR INTERNATIONAL CORP 250,000 8,229 0.09% Put
172 DOMTAR CORP 233,800 8,213 0.09% Call
173 BALLY TECHNOLOGIES 101,400 8,182 0.09% Call
174 EXXON MOBIL CORP 86,500 8,135 0.09% Put
175 PEPSICO INC 84,723 7,886 0.09%
176 Iron Mountain Inc New 240,400 7,849 0.09% Call
177 INTL RECTIFIER COR 200,000 7,848 0.09%
178 MCDONALDS CORP 82,386 7,811 0.09%
179 TESLA INC SR CV NT 0.25 19 8,200,000 7,810 0.09%
180 COLGATE PALMOLIVE CO 119,700 7,806 0.09% Call
181 RTI INTL METALS INC 7,500,000 7,692 0.09%
182 MCDONALDS CORP 80,300 7,613 0.09% Put
183 National Australia Bank ADR 166,900 7,592 0.09%
184 COMCAST CORP NEW 139,500 7,502 0.08% Call
185 Allergan plc 42,000 7,483 0.08%
186 COVIDIEN PLC 85,400 7,387 0.08% Call
187 CENTRAL FD CDA LTD 593,381 7,304 0.08%
188 TRANSOCEAN LTD 227,900 7,285 0.08% Put
189 APPLIED MATLS INC 329,400 7,118 0.08% Call
190 MGM RESORTS INTERNATIONAL 5,500,000 6,957 0.08%
191 NETEASE INC 79,700 6,827 0.08% Put
192 YUM BRANDS INC 93,100 6,701 0.08% Put
193 SONY GROUP CORP 369,900 6,672 0.08% Call
194 National Australia Bank ADR 145,400 6,614 0.07% Call
195 ISHARES SILVER TR 400,000 6,540 0.07% Call
196 T MOBILE US INC 224,577 6,483 0.07%
197 SOHU COM INC 128,400 6,449 0.07% Put
198 3M CO 43,400 6,148 0.07% Put
199 BALLY TECHNOLOGIES 75,000 6,052 0.07%
200 SINA CORP 146,700 6,035 0.07% Call
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