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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 MASTERCARD INCORPORATED 34,208 2,528 0.03%
152 CHINA MOBILE LIMITED 44,500 2,614 0.03% Put
153 B/E AEROSPACE INC 31,200 2,618 0.03%
154 HOME DEPOT INC 29,175 2,676 0.03%
155 Comverse Inc. 120,140 2,682 0.03%
156 Cincinnati Bell Inc 800,000 2,695 0.03%
157 ON SEMICONDUCTOR CORP 303,800 2,715 0.03%
158 SOLAZYME INC 3,000,000 2,744 0.03%
159 SHUTTERFLY INC 56,603 2,758 0.03%
160 MOSAIC CO NEW 64,400 2,860 0.03% Call
161 MONTAGE TECHNOLOGY GROUP LIMITED 138,300 2,889 0.03% Put
162 Vaneck Vectors Gold 136,900 2,923 0.03% Call
163 Intl Game Technology 182,600 3,080 0.03% Call
164 ISHARES TR 48,586 3,115 0.04%
165 PEPCO HOLDINGS INC 116,500 3,117 0.04% Put
166 TRANSOCEAN LTD 97,800 3,126 0.04% Call
167 SEARS HLDGS CORP 125,000 3,153 0.04% Put
168 RAYONIER INC 102,300 3,182 0.04%
169 ISHARES TR 46,000 3,183 0.04% Call
170 INTERCONTINENTAL EXCHANGE IN 16,500 3,218 0.04% Call
171 BALLY TECHNOLOGIES 40,300 3,252 0.04% Put
172 HERBALIFE LTD 75,000 3,281 0.04% Put
173 HELIX ENERGY SOLUTIONS GRP INC COM 148,700 3,281 0.04%
174 Intuit Inc 15,800 3,283 0.04% Call
175 CUBIST PHARMACEUTI 49,600 3,290 0.04%
176 AECOM 100,000 3,375 0.04%
177 SOLARCITY CORP 56,800 3,385 0.04%
178 INTELSAT S A COM 200,000 3,428 0.04%
179 AMERICAN EXPRESS CO 39,600 3,466 0.04% Call
180 STARBUCKS CORP 46,900 3,539 0.04% Call
181 PRICELINE GRP INC 3,100 3,591 0.04% Put
182 TARGET CORP 57,700 3,616 0.04% Call
183 KEURIG GREEN MTN INC 27,800 3,617 0.04% Call
184 EXXON MOBIL CORP 38,979 3,665 0.04%
185 ASTRAZENECA PLC 52,300 3,736 0.04% Call
186 SHUTTERFLY INC 77,000 3,752 0.04% Call
187 ISHARES TR 35,000 3,827 0.04% Put
188 AMAZON COM INC 12,137 3,913 0.04%
189 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 4,000,000 3,984 0.04%
190 CHESAPEAKE ENERGY CORP 4,000,000 4,053 0.05%
191 MCDONALDS CORP 42,900 4,067 0.05% Call
192 TALISMAN ENERGY INC. 476,800 4,124 0.05%
193 CITIGROUPINC 80,000 4,145 0.05% Call
194 HARVEST NATURAL RESOURCES IN 1,145,500 4,203 0.05% Call
195 CBS CORP NEW 81,100 4,338 0.05% Put
196 BED BATH & BEYOND INC 66,000 4,344 0.05% Call
197 TESLA INC 18,100 4,392 0.05% Call
198 HONEYWELL INTL INC 47,400 4,413 0.05% Call
199 AMERICAN INTL GROUP INC 81,800 4,418 0.05% Put
200 T MOBILE US INC 155,600 4,492 0.05% Call
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